Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Bryan San MiguelWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-14-2020
George B. San MiguelWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-14-2020
David Bryan AustinWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-21-2019
Karsten Jon CaviezelWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10011-30-2017
Kelly R. CaviezelWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10011-30-2017
Mark B. ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5006-16-2017
Michael Fredrick AllenWells Fargo Advisors Financial Network, LLCEdward Jones$2510-21-2016
Brent Kevin WilliamsWells Fargo Advisors Financial Network, LLCMorgan Stanley$4909-30-2016
Dustin Edward MarlettWells Fargo Advisors Financial Network, LLCEdward Jones04-29-2016
Kurt HeyduckWells Fargo Advisors Financial Network, LLCEdward Jones$5009-09-2015
Andrew Tighe SmithWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-02-2015
Craig James HansonWells Fargo Advisors Financial Network, LLCStrategic Advisers LLC05-08-2015
Robert Joseph KalinaWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC02-13-2015
Perry Alan McClainWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5001-28-2015
Laura Ann NelsonWells Fargo Advisors Financial Network, LLCLPL Financial LLC12-03-2014
Paul Bertrand EllisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-26-2014
Donald Gene O'NealWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
Teresa Michele BrokawWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
Trent J. O'NealWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
James Larae ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
James Philip ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2013
Neil ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
Roger John FinucanWells Fargo Advisors Financial Network, LLCMorgan Stanley09-30-2011
Robert Charles BattinWells Fargo Advisors Financial Network, LLCMorgan Stanley09-30-2011
James Leroy ShockmanWells Fargo Advisors Financial Network, LLCMorgan Stanley09-30-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.