Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Bryan AustinWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-21-2019
Mark Bardahl ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5006-16-2017
Michael Fredrick AllenWells Fargo Advisors Financial Network, LLCEdward Jones$2510-21-2016
Brent Kevin WilliamsWells Fargo Advisors Financial Network, LLCMorgan Stanley$4909-30-2016
Dustin Edward MarlettWells Fargo Advisors Financial Network, LLCEdward Jones04-29-2016
Kurt HeyduckWells Fargo Advisors Financial Network, LLCEdward Jones$13109-09-2015
Andrew Tighe SmithWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-02-2015
Craig James HansonWells Fargo Advisors Financial Network, LLCFidelity Brokerage Services LLC05-08-2015
Robert Joseph KalinaWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$2502-13-2015
Perry Alan McclainWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$6001-28-2015
Laura Ann NelsonWells Fargo Advisors Financial Network, LLCLPL Financial LLC12-03-2014
Michael Alan DavisWells Fargo Advisors Financial Network, LLCEdward Jones05-22-2014
Paul Bertrand EllisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2014
Donald Gene O'Neal, Teresa Michele Brokaw, Trent J O'NealWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$19304-12-2013
James Larae ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
Jim P ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2013
Neil ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2013
Connie Arlene FalonWells Fargo Advisors Financial Network, LLCMorgan Stanley07-29-2011
Charles John GouldWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2011
Gary Michael GouldWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2011
Jennifer Anne Emmons CarlsonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2011
John Milton Gould IIIWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2011
Norman Andrew ReidWells Fargo Advisors Financial Network, LLCMorgan Stanley$5004-19-2011
David James LazorikWells Fargo Advisors Financial Network, LLCMorgan Stanley$5004-15-2011
Mary Katherine PieperWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-14-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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