Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven AlonzoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2020
Brock LoenWells Fargo Clearing Services, LLCD.A. Davidson & Co.$2506-24-2020
Brandon Michael CurneenWells Fargo Clearing Services, LLCD.A. Davidson & Co.$15006-24-2020
Steven Alan Aichinger JrWells Fargo Clearing Services, LLCEdward Jones06-08-2020
Chad Eugene StalderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-28-2020
Justin Thomas FarmerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2020
Bradly VenablesWells Fargo Clearing Services, LLCKey Investment Services LLC05-22-2020
Andrew U TabierosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2020
Dana Lynette AldersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Jeremy James DavisWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-23-2019
Scott G PurrelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-08-2019
Rocco Raymond CacciatoreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2019
Kaki ChungWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
David D Janke JrWells Fargo Clearing Services, LLCMorgan Stanley07-19-2018
John Allen LeeWells Fargo Clearing Services, LLCMorgan Stanley03-16-2018
Jeffrey Dean WallsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-16-2018
Kimberly Kay EskelsonWells Fargo Clearing Services, LLCCetera Investment Services LLC01-04-2018
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Scott BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7209-13-2017
Scott Gregory BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-13-2017
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-08-2017
Scott David KellyWells Fargo Clearing Services, LLCWaddell & Reed07-31-2017
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones07-28-2017
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5007-07-2017
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.