Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gene E. Foley Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5006-13-2016
Thomas James FaleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-07-2016
Lowell Thomas DiersWells Fargo Clearing Services, LLCChase Investment Services Corp.03-30-2012
Steven Frederick BecherWells Fargo Clearing Services, LLCChase Investment Services Corp.$5003-04-2011
William Gordon TuttleWells Fargo Clearing Services, LLCChase Investment Services Corp.03-02-2011
Paul Anthony Capeloto, Monty Dean Grau, Tama Lynne BorrielloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-12-2009
Erik Gordon PetterWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-22-2009
Thomas Francis KellyWells Fargo Clearing Services, LLCD.A. Davidson & Co.$5001-12-2012
Douglas John McClureWells Fargo Clearing Services, LLCD.A. Davidson & Co.$5009-15-2011
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones07-28-2017
David Anthony MadiaWells Fargo Clearing Services, LLCEdward Jones09-21-2015
Steven James DalyWells Fargo Clearing Services, LLCEdward Jones03-27-2015
Alan Edward LawrenceWells Fargo Clearing Services, LLCEdward Jones$10009-05-2014
Chelea Mcclain LawrenceWells Fargo Clearing Services, LLCEdward Jones$10009-05-2014
Kevin Christian LockardWells Fargo Clearing Services, LLCEdward Jones10-11-2013
Matthew Slater MartinelliWells Fargo Clearing Services, LLCEdward Jones$5009-06-2013
Peter Reed HarveyWells Fargo Clearing Services, LLCEdward Jones$5008-15-2013
Adam Anthony HargraveWells Fargo Clearing Services, LLCEdward Jones10-11-2012
Timothy Francis DevlinWells Fargo Clearing Services, LLCEdward Jones06-04-2009
Anthony Christian CapelotoWells Fargo Clearing Services, LLCHornor, Townsend & Kent, LLC12-27-2011
Christopher Thomas SakasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-02-2018
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2017
Shane S. VeitenheimerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2016
Michael Emmerett HarndenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-09-2016
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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