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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Anthony HargraveWells Fargo Clearing Services, LLCEdward Jones10-11-2012
Adam Richard BurlesonWells Fargo Clearing Services, LLCEdward Jones05-10-2013
Alan Edward LawrenceWells Fargo Clearing Services, LLCEdward Jones$10009-05-2014
Alison Anne CoacherWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC10-01-2013
Ann Maria CookeWells Fargo Clearing Services, LLCMorgan Stanley11-29-2012
Anthony Christian CapelotoWells Fargo Clearing Services, LLCHornor, Townsend & Kent, LLC01-06-2012
Benjamin Bantug Almeda IIIWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC$5006-23-2014
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Brady J. CusackWells Fargo Clearing Services, LLCKey Investment Services LLC11-21-2016
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Brian Guy PalmquistWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10402-10-2017
Brian John NorrisWells Fargo Clearing Services, LLCMetLife Securities Inc.12-24-2014
Brian Stephen GeorgeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2015
Bryant Wynn GriffithsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-05-2016
Carol Glock ThomasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5002-12-2014
Cernan Alpuerto BernardoWells Fargo Clearing Services, LLCLucia Securities, LLC05-13-2014
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-22-2009
Chelea Mcclain LawrenceWells Fargo Clearing Services, LLCEdward Jones$10009-05-2014
Christopher Allan AhearnWells Fargo Clearing Services, LLCMorgan Stanley$5002-02-2011
Christopher Thomas SakasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-02-2018
Clarence Joseph BernardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2013
Corey OwenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-04-2016
Cynthia Ann BriggsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-25-2010
Cynthia Louise LeeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-13-2012
Daniel Patrick MingoWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-19-2014
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.