Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Anthony HargraveWells Fargo Clearing Services, LLCEdward Jones10-11-2012
Alan Edward LawrenceWells Fargo Clearing Services, LLCEdward Jones$15009-05-2014
Amyna KarmaliWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Andrew U TabierosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2020
Beate Ruessman GreshamWells Fargo Clearing Services, LLCMorgan Stanley04-07-2016
Ben JoyceWells Fargo Clearing Services, LLCMoors & Cabot, Inc.$1,00008-01-2012
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Bradly VenablesWells Fargo Clearing Services, LLCKey Investment Services LLC05-22-2020
Brady J CusackWells Fargo Clearing Services, LLCKey Investment Services LLC11-21-2016
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Brandon Michael CurneenWells Fargo Clearing Services, LLCD.A. Davidson & Co.$15006-24-2020
Brian Guy PalmquistWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-10-2017
Brock LoenWells Fargo Clearing Services, LLCD.A. Davidson & Co.$2506-24-2020
Bryant Wynn GriffithsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5008-05-2016
Carol Glock ThomasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5002-12-2014
Chad Eugene StalderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-28-2020
Charles Howard Simonson JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-22-2009
Chelea Mcclain LawrenceWells Fargo Clearing Services, LLCEdward Jones09-05-2014
Clarence Joseph BernardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-17-2013
Cynthia Ann BriggsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-25-2010
Cynthia Louise LeeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2012
Dana Lynette AldersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Daniel Patrick MingoWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-19-2014
Daniel Ung HalsneWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-08-2014
David D Janke JrWells Fargo Clearing Services, LLCMorgan Stanley07-19-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.