Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Daniel SouzaWoodbury Financial Services, Inc.Principal Securities, Inc.09-27-2019
Allen Shayne DotyWoodbury Financial Services, Inc.AXA Advisors, LLC07-23-2010
Barrett James HenryWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC11-05-2018
Boyce Henry Goff Sr.Woodbury Financial Services, Inc.Ameritas Investment Company, LLC03-07-2016
Brendan Joseph SmithWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC01-16-2019
Charles Daniel KerWoodbury Financial Services, Inc.Kestra Investment Services, LLC08-31-2018
James Wesley ThompsonWoodbury Financial Services, Inc.Principal Securities, Inc.01-16-2019
Lorelle Kaye FarberWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$5001-24-2019
Matthew James WorthingtonWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$1207-16-2018
Michael Todd RossmanWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC07-16-2018
Patrick Shawn SembarWoodbury Financial Services, Inc.Morgan Stanley11-12-2018
Robert Laurence KundeWoodbury Financial Services, Inc.Centaurus Financial, Inc.12-14-2018
Samuel Y. GoldbergWoodbury Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-01-2017
Scott Norman SettleWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$15011-05-2018
Thomas Edward FowlerWoodbury Financial Services, Inc.Transamerica Financial Advisors, Inc03-13-2009
Tinh Trong VuWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC07-27-2018

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.