Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivy Qian LiuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-19-2019
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Christopher William BellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Clinton Daniel MccallaFisher InvestmentsWEALTH PLANNING COMPANY OF TEXAS07-19-2019
Darrin Mitchel McComasAbraham & Co., Inc.LifeMark Securities Corp.07-19-2019
Jacob Michael BurnsJ.P. Morgan Securities LLCGoldman Sachs & Co.$15007-17-2019
William E. Lusby Jr.CUNA Brokerage Services, Inc.SunTrust Advisory Services, Inc.07-17-2019
Lyle Kenneth HewsPark Avenue Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Daniel B. ShuptarFisher InvestmentsFidelity Personal and Workplace Advisors07-17-2019
Chukwuemeka OnyiaFisher InvestmentsTIAA-CREF Individual & Institutional Services, LLC07-17-2019
Elliot James CoffeyFisher InvestmentsTD Ameritrade, Inc.07-17-2019
Gage R. NiemeyerFisher InvestmentsEdward Jones$15007-17-2019
Andrew K. JonesFisher InvestmentsVanguard Marketing Corporation07-17-2019
Lucas Charles LeglerFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Robert Wayne HoffpauirFisher InvestmentsWells Fargo Clearing Services, LLC07-16-2019
Justin J. LongEK Riley Investments, LLCFidelity Brokerage Services LLC07-15-2019
Chad Richard SmithEdward JonesCascade Capital Asset Management LLC07-15-2019
Steele NewmanWaddell & ReedEdward Jones$15007-12-2019
Daniel James KingmaCharles Schwab & Co., Inc.Hornor, Townsend & Kent, LLC07-11-2019
Vincent Edward StantonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Scott G PurrelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-08-2019
Ryan C MorrisonPruco Securities, LLC.Edward Jones07-02-2019
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Nathan John RicksFinancial Freedom For Dentists LLCDental Wealth Advisors, LLC07-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.