Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Teresa Kaye MansellCommonwealth Financial NetworkLPL Financial LLC$2009-24-2018
Rory John O'SullivanRaymond James Financial Services, Inc.Wells Fargo Funds Distributor, LLC09-25-2018
Michael FoodyRBC Wealth ManagementWells Fargo Advisors$12009-26-2018
Michael Joseph FoodyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-26-2018
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Dustin AllberyNorthwest Planning Advisors LLCAmerican Reliance Group10-02-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14510-12-2018
Jonathan Jordan PalmerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Alexander Jackson MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Darren Clark BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
John Angelo FlavinAspire Capital Advisors LLCSynergy Financial Management, LLC10-15-2018
Curt Anthony PedersonAmeriprise Financial Services, Inc.MML Investors Services, LLC$8410-16-2018
Nathan Robert WaltersLPL Financial LLCPrincipal Securities, Inc.10-18-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Scott Patrick HurstLPL Financial LLCSecurities America, Inc.$2510-22-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones10-22-2018
Kevin John WilliamsGennaker Capital LLCGoldbloom Wealth Management LLC10-24-2018
Aleksandr Viktorovich SlyusarevJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-24-2018
Steven Walter JuulSecurities America, Inc.CUSO Financial Services, L.P.10-24-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise Financial Services, Inc.LPL Financial LLC LLC$21710-26-2018
Steven Joel JonesLPL Financial LLCSignator Investors, Inc.$10010-26-2018
Jeffrey David ElsworthLPL Financial LLCCetera Advisors LLC$5010-26-2018
Bradley Alan BergerAmeriprise Financial Services, Inc.Financial Advocates Investment Management$2210-26-2018
Next Page »

Showing 1 to 25 of 187 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.