Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Alan SevierCUNA Brokerage Services, Inc.Hornor, Townsend & Kent, LLC02-20-2019
Jeremy Andrew HawkinsCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15002-19-2019
Todd Edward WiersumCetera Financial Specialists LLCIndependent Financial Group, LLC02-15-2019
George Charter Harrison IVStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co.$7802-14-2019
Kamil ShakraKey Investment Services LLCUSAA Investment Management Company02-14-2019
Doan Dong NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-11-2019
Ryan Matthew JordanPlanMember Securities CorporationForesters Financial Services, Inc.02-07-2019
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Janice Josephine HammondMadison Avenue Securities, LLCQuestar Capital Corporation02-06-2019
Matthew D. KrowsKestra Investment Services, LLCInvestacorp, Inc.02-06-2019
Jeffrey Michael BowlbyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
Bruce Verl MaussSecurities America, Inc.Questar Capital Corporation$5002-05-2019
Luzdivina Gil Gil VargasCambridge Investment Research, Inc.NYLIFE Securities LLC02-01-2019
Dennis Wayne Williams Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Alicia Francine SingerSinger Wealth ManagementBadgley Phelps Wealth Managers01-29-2019
Peter Ward JensenAmeriprise Financial Services, Inc.Cetera Advisors LLC$3401-25-2019
Scott Samuel ChaffeeRaymond James Financial Services, Inc.BancWest Investment Services, Inc.01-25-2019
Lorelle Kaye FarberWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$5001-24-2019
Crispin GarzaNYLIFE Securities LLCPrincipal Securities, Inc.01-24-2019
Stephen Glenn Allen Jr.Blackburn FinancialWaddell & Reed01-23-2019
Charles Dean CotterillRaymond James Financial Services, Inc.Edward Jones$5001-22-2019
Brian Earl TeegardinCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$1001-22-2019
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
James Wesley ThompsonWoodbury Financial Services, Inc.Principal Securities, Inc.01-16-2019
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Showing 76 to 100 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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