Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew BlankenshipU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Anh Thu Thu TranWomen's WealthBHJ Wealth Advisors10-21-2019
Andreina Del Carmen MundarainFisher InvestmentsNorthwestern Mutual Investment Services, LLC10-21-2019
Robert J. BaggettFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Ryan NowotnyFisher InvestmentsEdward Jones10-17-2019
Elliott Robert GrishamFisher InvestmentsBancWest Investment Services, Inc.10-17-2019
Paul K. DoakKMS Financial Services, Inc.Cambridge Investment Research, Inc.10-16-2019
Michael Aaron GlickCape Point Wealth & Tax ManagementCommonwealth Financial Network10-16-2019
Zachary Michael TornquistKestra Investment Services, LLCKey Investment Services LLC10-16-2019
Kevin Leo GaffeyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
Anthony Christopher RueMerrill Lynch, Pierce, Fenner & Smith Incorporatedtru Independence Asset Management, LLC10-15-2019
Kim Maureen MillerViewpoint Advisory, LLCVestory, LLC10-15-2019
Michael Roger EyermannFisher InvestmentsEdward Jones10-15-2019
Omar Nytel KempFisher InvestmentsCetera Investment Services LLC10-15-2019
Ryan MastersonFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.10-08-2019
Sharla Jane MuraltCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Russell Carl LichtyCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Jesse Fernandes DeasonSerene Wealth Planning, LLCMadrona Financial Services, LLC10-04-2019
Shawn Adele MurrowRaymond James Financial Services, Inc.D.A. Davidson & Co.$10010-03-2019
Kelli Nicole KingmaTschetter GroupMorgan Stanley10-02-2019
Wei GuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-02-2019
John Edward SladkoKMS Financial Services, Inc.Cetera Advisors LLC10-01-2019
Don J PetricicLPL Financial LLCWoodbury Financial Services, Inc.09-30-2019
Robert Thomas PhillipsLPL Financial LLCWoodbury Financial Services, Inc.09-30-2019
Michael Ludwig KappesNext Steps Advisors, Inc.KMS Financial Services, Inc.09-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.