Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael BielAmerican Independent Securities Group, LLCCAPITAL FINANCIAL SERVICES, INC.04-23-2019
Vincent Edward StantonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Robert Nelson HamiltonAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.06-21-2019
Matthew J. TruscottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-17-2019
Victoria Marie BestAmeriprise Financial Services, LLCBadgley Phelps Wealth Managers05-14-2019
Carrie Elizabeth SwansonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Juls Christine CarterAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10004-18-2019
Jason Potter FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Linda Rose JensenAsset Care Financial LLCFoundations Investment Advisors LLC06-19-2019
Kiana Shanai ChengBNY Mellon Securities CorporationJ.P. Morgan Securities LLC05-21-2019
Richard Evan ThomasCetera Advisor Networks LLCCUSO Financial Services, L.P.05-10-2019
Ryan Joseph GraczykCetera Advisors LLCCommonwealth Financial Network$2505-31-2019
Orlando Ricardo FerraroCetera Advisors LLCCommonwealth Financial Network05-31-2019
Kathleen Marie AnsonCetera Investment Services LLCPruco Securities, LLC.04-26-2019
Daniel James KingmaCharles Schwab & Co., Inc.Hornor, Townsend & Kent, LLC07-11-2019
Karl W. WarnerCharles Schwab & Co., Inc.Key Investment Services LLC05-21-2019
James Patrick HardingCiti Private Advisory, LLCWells Fargo Clearing Services, LLC05-17-2019
Tyson Samuel BlakeColumbia Advisory Partners, LLCPruco Securities, LLC.$1004-26-2019
William E. Lusby Jr.CUNA Brokerage Services, Inc.SunTrust Advisory Services, Inc.07-17-2019
David Levi HansenCUNA Brokerage Services, Inc.Foresters Financial Services, Inc.05-10-2019
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Chad Richard SmithEdward JonesCascade Capital Asset Management LLC07-15-2019
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
Next Page »

Showing 1 to 25 of 126 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.