Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Katherine PieperUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Craig James HansonUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
David R. UhlmannSynerge Advisory LLCAmeriprise Financial Services, Inc.07-24-2019
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Christopher William BellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Chad Richard SmithEdward JonesCascade Capital Asset Management LLC07-15-2019
Vincent Edward StantonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Nathan John RicksFinancial Freedom For Dentists LLCDental Wealth Advisors, LLC07-01-2019
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Robert Collins RolandLPL Financial LLCRaymond James Financial Services, Inc.$15006-28-2019
Gary Lee DouviaLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Drushelle Marie WarnickLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Chad Alexander RolandLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Robert Blair RolandLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2019
Shawn B. PeroffLPL Financial LLCRaymond James Financial Services, Inc.06-26-2019
Sarem MukhtarMorgan StanleyGoldman Sachs & Co.06-26-2019
Matthew Mackay KelleherWedbush Securities Inc.UBS Financial Services Inc.$15006-21-2019
Robert Nelson HamiltonAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.06-21-2019
Ludwig Prufer Vollers IIIMML Investors Services, LLCEdward Jones06-21-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Nicole Yvonne ReifCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.