Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Donald ClineU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Heather Michelle MetcalfMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-23-2019
Jeremy James DavisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-23-2019
Christopher Edward LeclairFisher InvestmentsRBC Capital Markets, LLC09-20-2019
Omeed ShayeghFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Steven NewmanFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Stacie Renae NemetzNR Smith & Associates, P.S.Cetera Advisor Networks LLC09-17-2019
Greg J. LeonardRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors09-16-2019
Julia Lynn IunkerCabot Lodge Securities LLCIFS Securities$50009-11-2019
Arturo GarciduenasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-11-2019
Stephen Ellis SwadleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSWADLEY INVESTMENT MANAGEMENT, LLC09-11-2019
Shannon Rachael KellyUBS Financial Services Inc.Key Investment Services LLC09-05-2019
Sabrina Kay SewardU.S. Bancorp Investments, Inc.Financial Advocates Investment Management$10009-03-2019
Georgette Terry Ann DulebaD.A. Davidson & Co.U.S. Bancorp Investments, Inc.$15009-03-2019
Lindsey Joy HurtBrighton Jones LLCMerriman09-03-2019
Tiffany C. StonerBrighton Jones LLCCharles Schwab & Co., Inc.09-03-2019
Curtis Antonio MasonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-30-2019
David Lee KarpanEdward JonesAmeriprise Financial Services, Inc.$11008-30-2019
Jonas Lincoln MeansMariposa Wealth Solutions LLCCutler Investment Counsel, LLC08-30-2019
Michael Eugene VintMorgan StanleyGoldman Sachs & Co.08-30-2019
John Allen CarruthersUnionBanc Investment Services, LLCPersonal Capital Advisors Corporation$10008-29-2019
William Michael FurrCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-28-2019
Michael Thomas MaussAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-23-2019
Cheryl Ann RumbolzAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12408-23-2019
Bowen Steven ScottAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2019
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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