Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Andrew ErewertAletheian Wealth Advisors LLCVestory, LLC08-05-2019
David An TranAllstate Financial Services, LLCKey Investment Services LLC08-15-2019
Steven Elliott CarpmailAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Jeffrey Jay BentonCiti Private Advisory, LLCBNY Mellon Securities Corporation08-12-2019
Eric James LeonhardtCliftonLarsonAllen Wealth Advisors, LLCThrivent Investment Management Inc.08-20-2019
April Marie ConnellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Jason Alexander BausherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-02-2019
Andres LuceroEdward JonesFinancial Advocates Investment Management08-02-2019
Sean Thomas O'DalaighFisher InvestmentsJ.P. Morgan Securities LLC08-15-2019
Austin BaileyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
Michael McLellanFisher InvestmentsUSAA Investment Management Company08-13-2019
Michael M. SmithJ.P. Morgan Securities LLCMorgan Stanley08-16-2019
Rylan Stephen NordquistJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-15-2019
Eugene John Gregory Jr.LPL Financial LLCNBC Securities, Inc.$50008-20-2019
Adam M. LevyLPL Financial LLCNBC Securities, Inc.$15008-15-2019
Bradley James DijulioLPL Financial LLCNBC Securities, Inc.$25008-15-2019
Gabriella Alana RichardLPL Financial LLCBlue Water Wealth$50008-14-2019
Sheldon Douglas SweeneyLPL Financial LLCHornor, Townsend & Kent, LLC08-01-2019
Patricia Shannon HeaslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50007-31-2019
Eric Thor GudmundsonPark Avenue Securities LLCAllstate Financial Services, LLC$25008-13-2019
Robert Wayne HopkinsPruco Securities, LLC.State Farm VP Management Corp.08-14-2019
Chase Rolland MunozRainier Capital Investments LLCAmeriprise Financial Services, Inc.08-16-2019
David R. UhlmannSynergos AdvisoryAmeriprise Financial Services, Inc.07-24-2019
Cynthia Lynn NobleThe O.N. Equity Sales CompanyPrincipal Securities, Inc.08-01-2019
Ken Le PhamU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.