Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francisco Xavier Aguilar PuyolCreative PlanningThun Financial Advisors10-09-2020
Jacob Saul JansenInternational Assets Investment Management, LLCA.G.P / Alliance Global Partners10-05-2020
Mark Alan ZietyWisMed Financial, Inc.Ellenbecker Investment Group10-02-2020
Kathy Marie KafferCreative PlanningThun Financial Advisors10-02-2020
NANCY JEAN MetzgerCreative PlanningThun Financial Advisors10-01-2020
Richard John HagemanAvantax Investment Services, Inc.ProEquities, Inc.$10009-30-2020
James Henry SpiegelbergAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Robert George BerkleyAvantax Investment Services, Inc.ProEquities, Inc.$5009-30-2020
Gregg Alan ShafferLPL Financial LLCMorgan Stanley09-25-2020
Jamie John DroesslerDirect Care FinancialSVA Wealth Management, LLC09-24-2020
Brandon Lloyd CorcoranCetera Investment Services LLCEdward Jones09-22-2020
Marge GoetschLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Lori Jean BarryLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Robert Allen KoestlerLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Colleen Patricia JohnsonSVA Wealth Management, LLCJohnson Wealth Inc.09-18-2020
Michael Thomas LevertyAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Luke Edward KeeneAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Abby Lynn MeyersAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Joshua Q HawkinsAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Sharon Anne GreenIndependent Financial Group, LLCWoodbury Financial Services, Inc.$5009-15-2020
Jacquelyn Elizabeth RizzoStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.$10009-14-2020
Todd W LoweValMark Securities, Inc.Edward Jones09-09-2020
Richard Stanton FarmerWalkner Condon Financial Advisors LLCThun Financial Advisors09-04-2020
Joshua John StrzeleckiAmeriprise Financial Services, LLCBMO Harris Financial Advisors, Inc.09-04-2020
Sylvain Ernest MichelinWalkner Condon Financial Advisors LLCThun Financial Advisors09-04-2020
Next Page »

Showing 1 to 25 of 2,007 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.