Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Matthew RebmanAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC$105-15-2020
Barbara Jean McCallLPL Financial LLCSecurities America, Inc.05-04-2020
Janet Sarah GrimmA.G.P / Alliance Global PartnersLPL Financial LLC$1005-01-2020
Todd William SivakLPL Financial LLCMML Investors Services, LLC04-17-2020
Jeremy WenzlowLPL Financial LLCMML Investors Services, LLC04-17-2020
Micah R SchroederLPL Financial LLCMML Investors Services, LLC04-17-2020
Brian P. HannanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2020
Matthew Pascal MullenCUNA Brokerage Services, Inc.W&S Brokerage Services, Inc.04-14-2020
Rachel Lynn DixMML Investors Services, LLCFidelity Personal and Workplace Advisors04-13-2020
Andrea Nicole PaulsonNorthwestern Mutual Investment Services, LLCBMO Harris Financial Advisors, Inc.04-10-2020
Alicia Brooke LantzU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC04-06-2020
Timothy Thomas BonkU.S. Bancorp Investments, Inc.TIAA-CREF Individual & Institutional Services, LLC04-06-2020
Rachael Ann NickelsenVoyager Capital Management, LLCRaymond James Financial Services, Inc.04-03-2020
Jeffrey A HolmesPackerland Brokerage Services, Inc.B. Riley Wealth Management$2504-02-2020
David Allen LisleBrokers International Financial Services, LLC.Mutual of Omaha Investor Services, Inc.04-01-2020
Barbara Joan FrenzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-01-2020
Carl John HellebergRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
John Armand WelschRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25604-01-2020
Gregory Richard FuerstRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5604-01-2020
Michael Alphonse KorbRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-01-2020
Joshua Scott LeganU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.03-30-2020
Kevin T. ByrnePackerland Brokerage Services, Inc.First Asset Financial Inc.03-30-2020
Christopher Paul SheeranPackerland Brokerage Services, Inc.First Asset Financial Inc.03-30-2020
Ronald Lawrence Phelps Jr.Ameriprise Financial Services, LLCMorgan Stanley$13403-27-2020
Jacob Addison HamusAmeriprise Financial Services, LLCMorgan Stanley$1003-27-2020
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Showing 1 to 25 of 3,235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.