Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keenan Thomas James MeitnerU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.08-06-2019
Dean David DornfeldSagePoint Financial, Inc.Packerland Brokerage Services, Inc.08-05-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Shayne Lawrence FicklingCalton & Associates, Inc.Capital Financial Services, Inc. 07-30-2019
Kevin Bay Stifel, Nicolaus & Company, IncorporatedKevin Bay Investments$12807-29-2019
Kirk Leslie DomkeCalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Dennis Jerome BachCalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2507-26-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Captial Markets, LLC07-19-2019
Brian Donald JoyceCalton & Associates, Inc.Capital Financial Services, Inc.07-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Joshua T. LiederValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Julie Ann LefevreValMark Securities, Inc.Cliftonlarsonallen Wealth Advisors, LLC07-12-2019
William Robert TorhorstCalton & Associates, Inc.Capital Financial Services, Inc.07-10-2019
Mark De Wayne SchweinlerCalton & Associates, Inc.Capital Financial Services, Inc.07-09-2019
Kathleen Marie TavsCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Darren M KlumpCalton & Associates, Inc.Capital Financial Services, Inc.$107-01-2019
Jeremy J. ReifWorld Equity Group, Inc.Taylor Capital Management Inc.07-01-2019
Michael John VioletteCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.06-28-2019
Terrance Jay OstranderCalton & Associates, Inc.Capital Financial Services, Inc.$1306-27-2019
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial,LLC06-17-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
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Showing 1 to 25 of 2,338 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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