Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Kathryn H. BraunAmeriprise Financial Services, Inc.1st Global Advisors Inc09-11-2013
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.$110-06-2016
Donald Murray BroeschAmeriprise Financial Services, Inc.1st Global Capital Corp.09-01-2012
Brian David FunkFirst Heartland Capital, Inc.Abacus Investments, Inc.02-14-2017
Steven Mark BandyCUNA Brokerage Services, Inc.Abacus Investments, Inc.$2507-01-2015
Buck J KipperPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Dale Wallis ElamPackerland Brokerage Services, Inc.Abacus Investments, Inc.$10001-06-2015
John Craig StretzPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Kurtis Michael PowersPackerland Brokerage Services, Inc.Abacus Investments, Inc.$15001-06-2015
Jeremy Paul SchwabSugar Maple Asset Management, LLCAdmiral Asset Management, LLC01-08-2016
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Travis Joseph BrockFinancial Fiduciaries, LLCAdvisors Management Group Inc07-24-2012
John A MarlisMetLife Securities Inc.Aegis Wealth Advisors. LLC11-11-2011
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.$5002-01-2011
Jessica BergINVEST Financial CorporationAllianz Life Financial Services, LLC04-06-2016
Jordan Robert PatrosLPL Financial LLCAllianz Life Financial Services, LLC09-05-2012
Brian Ray NeveauCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-17-2013
Geoffrey Preston HarrisPackerland Brokerage Services, Inc.Allied Beacon Partners, Inc.06-24-2013
Jay John MeyerLandolt Securities, Inc.Allied Beacon Partners, Inc.08-22-2011
Robert Lee KreinzLandolt Securities, Inc.Allied Beacon Partners, Inc.07-25-2011
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC$108-14-2017
Sean Peter KernPruco Securities, LLC.Allstate Financial Services, LLC$2502-27-2017
Wade Franklin KauffmanPackerland Brokerage Services, Inc.Allstate Financial Services, LLC$102-02-2016
Jeffrey Scott HoppenworthPruco Securities, LLC.Allstate Financial Services, LLC$101-25-2016
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Showing 1 to 25 of 2,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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