Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Kathryn H. BraunAmeriprise Financial Services, Inc.1st Global Advisors Inc09-11-2013
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.$110-06-2016
Donald Murray BroeschAmeriprise Financial Services, Inc.1st Global Capital Corp.09-01-2012
Brian David FunkFirst Heartland Capital, Inc.Abacus Investments, Inc.02-14-2017
Steven Mark BandyCUNA Brokerage Services, Inc.Abacus Investments, Inc.$2507-01-2015
Buck J KipperPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Dale Wallis ElamPackerland Brokerage Services, Inc.Abacus Investments, Inc.$10001-06-2015
John Craig StretzPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Kurtis Michael PowersPackerland Brokerage Services, Inc.Abacus Investments, Inc.$15001-06-2015
Jeremy Paul SchwabSugar Maple Asset Management, LLCAdmiral Asset Management, LLC01-08-2016
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Travis Joseph BrockFinancial Fiduciaries, LLCAdvisors Management Group Inc07-24-2012
John A MarlisMetLife Securities Inc.Aegis Wealth Advisors. LLC11-11-2011
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.$5002-01-2011
Jessica BergINVEST Financial CorporationAllianz Life Financial Services, LLC04-06-2016
Jordan Robert PatrosLPL Financial LLCAllianz Life Financial Services, LLC09-05-2012
Brian Ray NeveauCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-17-2013
Geoffrey Preston HarrisPackerland Brokerage Services, Inc.Allied Beacon Partners, Inc.06-24-2013
Jay John MeyerLandolt Securities, Inc.Allied Beacon Partners, Inc.08-22-2011
Robert Lee KreinzLandolt Securities, Inc.Allied Beacon Partners, Inc.07-25-2011
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC$108-14-2017
Sean Peter KernPruco Securities, LLC.Allstate Financial Services, LLC$2502-27-2017
Wade Franklin KauffmanPackerland Brokerage Services, Inc.Allstate Financial Services, LLC$102-02-2016
Jeffrey Scott HoppenworthPruco Securities, LLC.Allstate Financial Services, LLC$101-25-2016
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Showing 1 to 25 of 2,338 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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