Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.10-06-2016
Kathryn H BraunAmeriprise Financial Services, Inc.1st Global Capital Corp.09-11-2013
Steven Mark BandyCUNA Brokerage Services, Inc.Abacus Investments, Inc.$1007-01-2015
Kurtis Michael PowersPackerland Brokerage Services, Inc.Abacus Investments, Inc.$15001-06-2015
Dale Wallis ElamPackerland Brokerage Services, Inc.Abacus Investments, Inc.$10001-06-2015
John Craig StretzPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Buck John KipperPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Jeremy Paul SchwabSugar Maple Asset Management, LLCAdmiral Asset Management, LLC01-08-2016
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.02-01-2011
Ronald Charles AlbertsJohnson Wealth Inc.ALBERTS INVESTMENT MANAGEMENT INC.10-02-2017
Brian Anthony SchaeferJohnson Wealth Inc.ALBERTS INVESTMENT MANAGEMENT INC.10-02-2017
Brian Ray NeveauCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-17-2013
Geoffrey Preston HarrisPackerland Brokerage Services, Inc.Allied Beacon Partners, Inc.06-24-2013
Timothy James RabbittJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-11-2019
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC08-14-2017
Sean Peter KernPruco Securities, LLC.Allstate Financial Services, LLC02-27-2017
Wade Franklin KauffmanPackerland Brokerage Services, Inc.Allstate Financial Services, LLC$1002-02-2016
Jeffrey Scott HoppenworthPruco Securities, LLC.Allstate Financial Services, LLC$5001-25-2016
Gregory Edward SmythCUNA Brokerage Services, Inc.Allstate Financial Services, LLC$5003-21-2014
Thomas Deverne StrangstalienRoyal Fund Management, LLCAmerican Elite Retirement06-17-2013
Paul Charles BreitenfeldtPackerland Brokerage Services, Inc.American Portfolios Financial Services, Inc.11-19-2015
Scott Phillip HansonRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$2501-31-2014
Paul Anthony TewsRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-20-2014
Cari Lynn HenningEdward JonesAmerican Portfolios Financial Services, Inc.01-04-2013
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Showing 1 to 25 of 1,778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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