Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Donald Marty401k Investment ProfessionalsPackerland Brokerage Services, Inc.02-26-2016
Jacob Saul JansenA.G.P. / Alliance Global PartnersEdward Jones05-03-2019
Michael Francis ShillinA.G.P. / Alliance Global PartnersRaymond James Financial Services, Inc.$5005-23-2018
Scott Allen FroemmingAbacus Investments, Inc.SII Investments, Inc.06-14-2012
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Scott Kenneth ScheurenAbacus Investments, Inc.J.W. Cole Financial, Inc.07-30-2009
Stephen DudekAccess Investment Advisors IncBNY Mellon Securities Corporation01-02-2018
Nicholas John LetterAdvisors Management Group IncAXA Advisors, LLC03-04-2013
Rebecca Lyn AgamaiteAdvisors Management Group IncMetLife Securities Inc.03-09-2011
Thomas J KiernanAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC04-08-2019
Kaleb Nathaniel WidmierAllstate Financial Services, LLCValMark Securities, Inc.07-17-2018
Anna Lynn LautenbachAllstate Financial Services, LLCPackerland Brokerage Services, Inc.06-23-2015
Joseph Patrick HoellAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-07-2014
William Paul EdingtonAllstate Financial Services, LLCWaddell & Reed02-07-2014
Patrick Frank McCabeAllstate Financial Services, LLCNYLIFE Securities LLC01-17-2014
Scott Reginald CampbellAllstate Financial Services, LLCAmeritas Investment Corp.06-09-2010
Mark Robert FrielerAmerican Portfolios Financial Services, Inc.H. Beck, Inc.$2506-29-2018
Stephen Patrick HessAmeriprise Financial Services, Inc.AXA Advisors, LLC07-08-2019
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
Joseph Michael RomasAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15004-12-2019
Jamie GrupeAmeriprise Financial Services, Inc.LPL Financial LLC LLC$17302-01-2019
Jamie Michael GrupeAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2019
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated01-10-2019
Peter KontichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2711-16-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5011-09-2018
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Showing 1 to 25 of 1,771 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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