Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane Lynn EsserDirection Financial Management, LLCSII Investments, Inc.01-11-2013
Eugene Paul SzajDisciplined Financial Services, Inc.Nations Financial Group, Inc.10-20-2015
Thomas Joseph NeumannDrake & Associates, LLCThe Huntington Investment Company04-03-2019
Michael Hull, Patrick HullDynasty Financial PartnersMorgan Stanley$3,83107-09-2012
Jeanann M. KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Nadine Thurner TarabishiEdward JonesPrivate Client Services, LLC02-01-2019
Joshua Robert GrotheerEdward JonesFidelity Brokerage Services LLC11-30-2018
Christopher Gerard PfauEdward JonesTransamerica Investors Securities Corporation11-09-2018
Jay D. LandremanEdward JonesThrivent Investment Management Inc.06-15-2018
Tina Marie GrenlieEdward JonesThrivent Investment Management Inc.05-25-2018
Nathan Joseph FairEdward JonesHartford Funds Distributors, LLC$5004-06-2018
Thomas John LindellEdward JonesINVEST Financial Corporation06-19-2017
Lisa Anne HallenbeckEdward JonesSagePoint Financial, Inc.05-26-2017
Paul A. ZudykEdward JonesRichardson Capital Management, LLC03-15-2016
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Kyle David LukowitzEdward JonesJ.P. Morgan Securities LLC05-31-2013
Todd Chase JordanEdward JonesWells Fargo Clearing Services, LLC04-05-2013
Cari Lynn HenningEdward JonesAmerican Portfolios Financial Services, Inc.01-04-2013
Ryan Matthew FreitagEdward JonesUvest Financial Services Group, Inc.04-30-2010
David Michael RetkowskiEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Anne Marie MankEllenbecker Investment GroupEdward Jones09-13-2017
Kristina Elizabeth SchnuckelEllenbecker Investment GroupSII Investments, Inc.02-13-2015
Jean Ellen RangeEllenbecker Investment GroupSII Investments, Inc.12-04-2014
Diane Dee ByrneEllenbecker Investment GroupSII Investments, Inc.12-04-2014
Karen Jean EllenbeckerEllenbecker Investment GroupSII Investments, Inc.12-02-2014
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Showing 351 to 375 of 1,778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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