Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Robert PokornyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Michael Jerome KetterMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Pamela Kay GretherUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$2501-02-2009
Robert T. DridaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Daniel Michael HannanWells Fargo Investments, LLCNorthwestern Mutual Investment Services, LLC01-05-2009
Carol Mcneill-SkorupanAmeriprise Advisor Services, Inc.UBS Financial Services Inc.01-05-2009
Kevin Ray ShepardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Clifton John AlbinoPackerland Brokerage Services, Inc.National Planning Corporation01-08-2009
Kurt James CaramanidisCarl M. Hennig, Inc.Northwestern Mutual Investment Services, LLC01-09-2009
Shaefer William OshefskyHarbour Investments, Inc.MetLife Securities Inc.01-12-2009
Soo Jeong SchreiberNorthwestern Mutual Investment Services, LLCH&R Block Financial Advisors, Inc.01-12-2009
Adam Jason RickRBC Capital Markets, LLCUBS Financial Services Inc.01-13-2009
Matthew L RadishStoeckler Financial Advisory Services, LLCAnnex Wealth Management, LLC01-14-2009
Jennifer R G HeltLPL Financial LLCM&I Financial Advisors, Inc.$2501-15-2009
Michael Arthur SebaldLandolt Securities, Inc.ePlanning Securities, Inc.01-15-2009
Andrew Ira RichmanPackerland Brokerage Services, Inc.National Planning Corporation01-15-2009
Barney Howard MooreAXA Advisors, LLCNYLIFE Securities LLC01-15-2009
Ronald F. DucharmeWells Fargo Investments, LLCEdward Jones$2501-26-2009
Peggy Jo ZickertCetera Investment Services LLCU.S. Bancorp Investments, Inc.01-26-2009
Marvin Leroy GroomU.S. Bancorp Investments, Inc.New England Securities01-26-2009
Jeanine Marie RoundsAssociated Investment Services, Inc.Chase Investment Services Corp.01-27-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
Jeffrey Scott NimmowQuestar Capital CorporationTraderight Securities02-03-2009
Mary Elizabeth BushAmeriprise Financial Services, LLCChase Investment Services Corp.$2502-04-2009
Thomas Edward TeisterCambridge Investment Research Advisors, Inc.Securities America, Inc.02-05-2009
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Showing 1 to 25 of 3,239 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.