Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Robert PokornyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Michael Jerome KetterMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Pamela K GretherUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-02-2009
Robert T DridaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Carol Ann Mcneill-SkorupanAmeriprise Advisor Services, Inc.UBS Financial Services Inc.01-05-2009
Daniel Michael HannanWells Fargo Investments, LLCNorthwestern Mutual Investment Services, LLC01-05-2009
Clifton John AlbinoPackerland Brokerage Services, Inc.National Planning Corporation01-08-2009
Kurt James CaramanidisCarl M. Hennig, Inc.Northwestern Mutual Investment Services, LLC$2801-09-2009
Shaefer William OshefskyHarbour Investments, Inc.MetLife Securities Inc.$101-12-2009
Adam Jason RickRBC Capital Markets, LLCUBS Financial Services Inc.01-13-2009
Andrew Ira RichmanPackerland Brokerage Services, Inc.National Planning Corporation$101-15-2009
Jennifer R G HeltLPL Financial LLCM&I Financial Advisors, Inc.$2501-15-2009
Michael Arthur SebaldLandolt Securities, Inc.ePlanning Securities, Inc.$101-15-2009
Marvin Leroy GroomU.S. Bancorp Investments, Inc.New England Securities$2501-26-2009
Peggy Jo ZickertCetera Investment Services LLCU.S. Bancorp Investments, Inc.01-26-2009
Ronald F. DucharmeWells Fargo Investments, LLCEdward Jones01-26-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$102-04-2009
Louis Joseph LukicUBS Financial Services Inc.Citigroup Global Markets Inc.$6002-06-2009
Richard Francis BarnettSII Investments, Inc.Next Financial Group, Inc.02-06-2009
Thomas Dennis KlugUBS Financial Services Inc.Citigroup Global Markets Inc.02-06-2009
Christopher J LangPackerland Brokerage Services, Inc.Edward Jones02-09-2009
David Keith GarrowMetLife Securities Inc.Allstate Financial Services, LLC02-09-2009
Robert Kenon Jr.SII INVESTMENTS, INC.Securities America, Inc.02-09-2009
Todd John JohnsonNew England SecuritiesPackerland Brokerage Services, Inc.02-09-2009
Next Page »

Showing 1 to 25 of 2,323 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.