Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert T DridaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Kevin Ray Shepard MrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Shelly Ann SchaeferCetera Advisor Networks LLCWestport Financial Services, L.L.C.$1,00001-09-2009
Kurt James CaramanidisCarl M. Hennig, Inc.Northwestern Mutual Investment Services, LLC$2801-09-2009
Shaefer William OshefskyHarbour Investments, Inc.MetLife Securities Inc.01-12-2009
Matthew L RadishStoeckler Financial Advisory Services, LLCAnnex Wealth Management, LLC01-14-2009
Jennifer R G HeltLPL Financial LLCM&I Financial Advisors, Inc.$2501-15-2009
Andrew Ira RichmanPackerland Brokerage Services, Inc.National Planning Corporation01-15-2009
Barney Howard MooreEquitable Advisors, LLCNYLIFE Securities LLC$1001-15-2009
Marvin Leroy GroomU.S. Bancorp Investments, Inc.New England Securities$2501-26-2009
Mary Elizabeth BushAmeriprise Financial Services, LLCChase Investment Services Corp.02-04-2009
Thomas Edward TeisterCambridge Investment Research Advisors, Inc.Securities America, Inc.02-05-2009
Eugene Daniel SchulferLPL Financial LLCWorld Group Securities, Inc.$1002-12-2009
Louann SchulferLPL Financial LLCWorld Group Securities, Inc.02-12-2009
Lynn Marie M MagnerUBS Financial Services Inc.Morgan Stanley & Co. LLC$2502-20-2009
Timothy Mark GorsuchLPL Financial LLCInvestment Professionals, Inc.02-20-2009
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$1002-25-2009
Laura Beth PearsonLPL Financial LLCCitigroup Global Markets Inc.03-05-2009
Gary James PerraultUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-06-2009
Lori Ann WattLPL Financial LLCRaymond James Financial Services, Inc.$15003-11-2009
Susan Christine KuhlenbeckLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Jennifer Beth BartzLPL Financial LLCRaymond James Financial Services, Inc.$50003-11-2009
Scott David HeinsLPL Financial LLCRaymond James Financial Services, Inc.$4203-11-2009
William Eric OttoLPL Financial LLCRaymond James Financial Services, Inc.$3903-11-2009
Christopher William MitchellLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
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Showing 1 to 25 of 2,007 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.