Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC$112-04-2009
Aaron G TachonHarbour Investments, Inc.New England Securities05-18-2012
Aaron James CadeHarbour Investments, Inc.Raymond James Financial Services Advisors, Inc$108-22-2011
Aaron Jay WursterQuestar Capital CorporationForesters Equity Services, Inc.10-08-2018
Aaron Kyle BohmAssociated Investment Services, Inc.Thrivent Investment Management Inc.$15003-17-2016
Aaron Kyle YoungWoodbury Financial Services, Inc.Ausdal Financial Partners, Inc.11-02-2015
Aaron Matthew SpitznerRaymond James Financial Services, Inc.BMO Investment Distributors, LLC11-21-2016
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Aaron Michael LawryChase Investment Services Corp.Edward Jones03-30-2010
Aaron T OlsonU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-12-2012
Aaron Thomas BilitzPackerland Brokerage Services, Inc.Thrivent Investment Management Inc.12-06-2013
Aaron Timothy KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
Abraham A GoldbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2010
Adam David GafnerWoodbury Financial Services, Inc.LPL Financial LLC$110-23-2017
Adam David GafnerLPL Financial LLCAssociated Investment Services, Inc.07-27-2015
Adam J AusloosAdviceWorks Wealth Advisors LLCAmeriprise Financial Services, Inc.07-20-2016
Adam J AusloosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Adam Jason RickRBC Capital Markets, LLCUBS Financial Services Inc.01-13-2009
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Adam Joseph DomaskPackerland Brokerage Services, Inc.Pruco Securities, LLC.12-17-2012
Adam Joseph SmitLPL Financial LLCEdward Jones$1,00011-26-2010
Adam Scott HuebnerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-15-2015
Adam T YounkLPL Financial LLCAssociated Investment Services, Inc.$109-08-2016
Adrian Lee ZilvettiFreedom Wealth AllianceNations Financial Group, Inc.09-30-2014
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Showing 1 to 25 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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