Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC12-04-2009
Aaron G TachonHarbour Investments, Inc.New England Securities05-18-2012
Aaron James CadeHarbour Investments, Inc.Raymond James Financial Services Advisors, Inc$2508-22-2011
Aaron Kyle BohmAssociated Investment Services, Inc.Thrivent Investment Management Inc.03-17-2016
Aaron Kyle YoungWoodbury Financial Services, Inc.Ausdal Financial Partners, Inc.11-02-2015
Aaron Matthew SpitznerRaymond James Financial Services, Inc.BMO Investment Distributors, LLC11-21-2016
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Aaron Thomas BilitzPackerland Brokerage Services, Inc.Thrivent Investment Management Inc.12-06-2013
Aaron Timothy KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
Aaron Vincent CrossBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Abraham A. GoldbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2010
Adam David GafnerWoodbury Financial Services, Inc.LPL Financial LLC$2510-23-2017
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Adam Joseph SmitLPL Financial LLCEdward Jones11-26-2010
Adam M. BrechtlMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Adrian Lee ZilvettiFreedom Wealth AllianceNations Financial Group, Inc.09-30-2014
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
Alan John HenryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10011-06-2015
Alan Lee ReschPackerland Brokerage Services, Inc.Gradient Securities, LLC01-12-2017
Alan Lloyd WinsandHarbour Investments, Inc.Cambridge Investment Research, Inc.$5008-31-2017
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.$1007-25-2018
Alan Ray RedellRobert W. Baird & Co. IncorporatedH. C. Denison Co.02-26-2010
Alan Raymond FoecklerSecurities Service Network, LLCFocus Financial$1008-14-2018
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Showing 1 to 25 of 1,781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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