Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerrold S WicentowskiHarbour Investments, Inc.National Planning Corporation$111-29-2017
John Russell FiorioLPL Financial LLCInvestment Centers of America, Inc.$15011-29-2017
Kenneth Dale MushelWoodbury Financial Services, Inc.SII Investments, Inc.$2511-29-2017
Kevin Michael FlynnLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Kristie Lynn VoldbergLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Lynn Marie FordLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Marta VantLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Michael Gerald WhitehouseGeneos Wealth Management, Inc.SII Investments, Inc.11-29-2017
Michael James CallanLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Michael Paul FiorioLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Randy Michael PenkwitzLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Reid Michael FiorioLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Anthony Joseph PochowskiCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Brandon James MasbruchCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Jenny Kathryn WartinbeeRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2017
John Joseph Johnson Sr.Kestra Investment Services, LLCSII Investments, Inc.$15011-27-2017
Kane Calvin SchraderCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Mark Eugene MieheCommonwealth Financial NetworkSII Investments, Inc.$10011-27-2017
Andrew Robert HermsenN.E.W. Advisory Services, LLCSII Investments, Inc.11-22-2017
David Alan FoemmelSecurities Service Network, LLCSII Investments, Inc.11-22-2017
Michael Arthur JohnsonN.E.W. Advisory Services, LLCSII Investments, Inc.11-22-2017
Richard Joseph ReeseCambridge Investment Research, Inc.SII Investments, Inc.$2511-17-2017
Ronald Henry EppingWoodbury Financial Services, Inc.SII Investments, Inc.$1011-17-2017
Scott Carl WautersLPL Financial LLCBMO Harris Financial Advisors, Inc.11-17-2017
Jeffrey Mark MarciniakCambridge Investment Research, Inc.SII Investments, Inc.$10011-16-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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