Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph ReeseCambridge Investment Research, Inc.SII Investments, Inc.$2511-17-2017
Ronald Henry EppingWoodbury Financial Services, Inc.SII Investments, Inc.$1011-17-2017
Scott Carl WautersLPL Financial LLCBMO Harris Financial Advisors, Inc.11-17-2017
Jeffrey Mark MarciniakCambridge Investment Research, Inc.SII Investments, Inc.$10011-16-2017
John Edward Reilly IIIM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC11-16-2017
David Robert DemoreWoodbury Financial Services, Inc.SII Investments, Inc.$5011-15-2017
Gregory Steven CasperWoodbury Financial Services, Inc.SII Investments, Inc.11-10-2017
Jacob L BakerSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
James William BakerSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Matthew E LoverineSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Steven Donald KochSagePoint Financial, Inc.MML Investors Services, LLC$1011-10-2017
Taylor Cade HoskinsSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
Andrea June ZoellerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Joshua Peter MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Peter Jerome MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$15011-07-2017
Zachary R MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$25011-07-2017
Chad Alan FawcettCreative Planning, Inc.Annex Wealth Management, LLC11-06-2017
William Joseph WalshBridgeport Asset Management, LLC.Cabot Lodge Securities LLC11-06-2017
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Christopher Robert BrickheimerWoodbury Financial Services, Inc.SII Investments, Inc.$111-03-2017
Keith Leslie HendricksINVEST Financial CorporationU.S. Bancorp Investments, Inc.11-03-2017
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$2511-01-2017
Duwayne David MewsWoodbury Financial Services, Inc.SII Investments, Inc.11-01-2017
Greg Alan SchroederWoodbury Financial Services, Inc.SII Investments, Inc.$3211-01-2017
« Previous PageNext Page »

Showing 251 to 275 of 2,323 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.