Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph ReeseCambridge Investment Research, Inc.SII Investments, Inc.$2511-17-2017
Ronald Henry EppingWoodbury Financial Services, Inc.SII Investments, Inc.$1011-17-2017
Scott Carl WautersLPL Financial LLCBMO Harris Financial Advisors, Inc.11-17-2017
Jeffrey Mark MarciniakCambridge Investment Research, Inc.SII Investments, Inc.$10011-16-2017
John Edward Reilly IIIM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC11-16-2017
David Robert DemoreWoodbury Financial Services, Inc.SII Investments, Inc.$5011-15-2017
Gregory Steven CasperWoodbury Financial Services, Inc.SII Investments, Inc.11-10-2017
Jacob L BakerSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
James William BakerSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Matthew E LoverineSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Steven Donald KochSagePoint Financial, Inc.MML Investors Services, LLC$1011-10-2017
Taylor Cade HoskinsSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
Andrea June ZoellerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Joshua Peter MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Peter Jerome MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$15011-07-2017
Zachary R MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$25011-07-2017
Chad Alan FawcettCreative Planning, Inc.Annex Wealth Management, LLC11-06-2017
William Joseph WalshBridgeport Asset Management, LLC.Cabot Lodge Securities LLC11-06-2017
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Christopher Robert BrickheimerWoodbury Financial Services, Inc.SII Investments, Inc.$111-03-2017
Keith Leslie HendricksINVEST Financial CorporationU.S. Bancorp Investments, Inc.11-03-2017
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$2511-01-2017
Duwayne David MewsWoodbury Financial Services, Inc.SII Investments, Inc.11-01-2017
Greg Alan SchroederWoodbury Financial Services, Inc.SII Investments, Inc.$3211-01-2017
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Showing 251 to 275 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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