Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Jane KyleBMO Harris Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC06-26-2019
Allen Edward DablePruco Securities, LLC.Capital Financial Services, Inc.06-24-2019
Della M. StegallMidwest Professional Planners, Ltd.Pruco Securities, LLC.06-24-2019
Lyam Najib HuntMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Natalie Lyubvina AugustineFidelity Brokerage Services LLCCUNA Brokerage Services, Inc.$15006-21-2019
Jason Raymond JacobsonAssociated Investment Services, Inc.Thrivent Investment Management Inc.06-20-2019
Frank Mathew BriskiLPL Financial LLCPackerland Brokerage Services, Inc.06-20-2019
Steven Duane DyeLPL Financial LLCWaddell & Reed06-18-2019
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial, LLC06-17-2019
Janel Christine KalishPark Avenue Securities LLCKlaas Financial Asset Advisors, LLC.06-17-2019
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Theodore SuessNYLIFE Securities LLCThrivent Investment Management Inc.06-12-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
David Paul WahlWoodbury Financial Services, Inc.BMO Harris Financial Advisors, Inc.$1006-07-2019
Daniel James MurphyWells Fargo Clearing Services, LLCLPL Financial LLC06-07-2019
Eric Christopher BlankenfeldWells Fargo Clearing Services, LLCThrivent Investment Management Inc.$25006-07-2019
Anthony John LagowskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Philip M MattekRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1406-06-2019
Anthony Joseph PochowskiThrivent Investment Management Inc.Commonwealth Financial Network06-04-2019
Kyle Anthony GeorgeLPL Financial LLCBMO Harris Financial Advisors, Inc.$15006-03-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2019
Sophia Louise RandallRobert W. Baird & Co. IncorporatedLPL Financial LLC05-31-2019
Mark Alan ZietyEllenbecker Investment GroupShakespeare Wealth Management, Inc.05-31-2019
Sherri K. GibbsBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC05-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.