Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Gregory Edward AlftLPL Financial LLCWaddell & Reed05-21-2019
Joshua Lee PreiserNYLIFE Securities LLCPackerland Brokerage Services, Inc.05-21-2019
Jason Victor SponholtzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-20-2019
Matthew Kelly JumpNorthwestern Mutual Investment Services, LLCValMark Securities, Inc.05-17-2019
Christine Marie AllarLPL Financial LLCWells Fargo Advisors Financial Network, LLC05-14-2019
Chris Leigh ThelenLPL Financial LLCBMO Harris Financial Advisors, Inc.$5005-13-2019
Samuel A FlatenLPL Financial LLCGreat Valley Advisor Group, Inc.05-10-2019
Donald Raymond SavagliaWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Crystal Rose SdanoWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Brian Edwin FarleyThrivent Investment Management Inc.Edward Jones05-09-2019
Casey Edward O'LearyPackerland Brokerage Services, Inc.Trinity Wealth Management LLC05-08-2019
Timothy John BrockmannWoodbury Financial Services, Inc.Capital Financial Services, Inc.05-03-2019
Chad Thomas SchwoererCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.05-03-2019
Jacob Saul JansenA.G.P / Alliance Global PartnersEdward Jones05-03-2019
Allen Richard DearingH. Beck, Inc.Annex Wealth Management, LLC05-01-2019
John Gerard SobiechH. Beck, Inc.Annex Wealth Management, LLC$5005-01-2019
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Jason Grant LundquistFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-26-2019
Andy W SaegerBMO Harris Financial Advisors, Inc.Ellenbecker Investment Group04-25-2019
Max Connor FlanaganCharles Schwab & Co., Inc.Freedom Wealth Alliance04-23-2019
Benjamin Paul SmithCove Financial Planning, LLCStrategic Wealth Partners04-23-2019
Timothy Wayne PrevoWells Fargo Clearing Services, LLCMorgan Stanley$5304-18-2019
Benjamin Lee HemerTD Ameritrade Investment Management, LLCAXA Advisors, LLC04-17-2019
Samuel Harris GreeneAmeriprise Financial Services, LLCMML Investors Services, LLC04-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.