Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Lee OpieWoodbury Financial Services, Inc.SII Investments, Inc.$5011-01-2017
Nicky Alva WitteWoodbury Financial Services, Inc.SII Investments, Inc.$7011-01-2017
Timothy Allen MajewskiWoodbury Financial Services, Inc.SII Investments, Inc.$111-01-2017
David James TassoulWoodbury Financial Services, Inc.SII Investments, Inc.$810-31-2017
Eric James PelnarWoodbury Financial Services, Inc.SII Investments, Inc.$5010-31-2017
Karl James WeizenickerWoodbury Financial Services, Inc.LPL Financial LLC10-31-2017
Kevin Jay MaloneyU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.$1010-31-2017
Steven Charles JohnsonWoodbury Financial Services, Inc.SII Investments, Inc.10-31-2017
Daniel Allan FleesWoodbury Financial Services, Inc.SII Investments, Inc.$110-27-2017
Jeanne Marie KaminskeWoodbury Financial Services, Inc.SII Investments, Inc.10-27-2017
Juli Yvonne McneelyWoodbury Financial Services, Inc.SII Investments, Inc.10-27-2017
Kassie Ann SoulekWoodbury Financial Services, Inc.SII Investments, Inc.$810-27-2017
Patrick Robert MacgrathWoodbury Financial Services, Inc.SII Investments, Inc.10-27-2017
Rebecca Jo GonzalezWoodbury Financial Services, Inc.SII Investments, Inc.10-27-2017
Daniel Daudi WardNorthwestern Mutual Investment Services, LLCCountry Capital Management Company10-26-2017
Daniel James WeberWoodbury Financial Services, Inc.SII Investments, Inc.$10010-26-2017
Julie J WoelfelWoodbury Financial Services, Inc.SII Investments, Inc.10-26-2017
Karen Lynne WeberWoodbury Financial Services, Inc.SII Investments, Inc.10-26-2017
Linda Lou DraegerWoodbury Financial Services, Inc.SII Investments, Inc.10-26-2017
Samuel Paul SimonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-26-2017
Gabriel Ryan HicksRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-24-2017
John A MarlisPruco Securities, LLC.MML Investors Services, LLC$110-24-2017
Jon Patrick DesmidtIndependent Financial Group, LLCInvestment Centers of America, Inc.$110-24-2017
Timothy Michael PiaseckiMorgan StanleyWFA Asset Management Corp10-24-2017
Adam David GafnerWoodbury Financial Services, Inc.LPL Financial LLC$110-23-2017
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Showing 276 to 300 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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