Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Daniel Edward MckelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.$5010-23-2017
David Alan HornWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
David Carl MillsCambridge Investment Research, Inc.Investment Centers of America, Inc.$1,00010-23-2017
Gary T BrewtonWoodbury Financial Services, Inc.LPL Financial LLC$110-23-2017
Jeremiah Daniel KathBronfman E.L. Rothschild Capital, LLCU.S. Bancorp Investments, Inc.$10010-23-2017
Sean Patrick FaheyCambridge Investment Research, Inc.Investment Centers of America, Inc.$1010-23-2017
Sharon Marie MckelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Russell Eugene KenitzerWoodbury Financial Services, Inc.SII Investments, Inc.10-20-2017
George Edward MillerWoodbury Financial Services, Inc.SII Investments, Inc.$2510-19-2017
Michael John ReiselWaddell & ReedMML Investors Services, LLC10-19-2017
Jonathan Michael KroeningWoodbury Financial Services, Inc.SII Investments, Inc.10-18-2017
Bruce James IattoniCambridge Investment Research, Inc.SII Investments, Inc.$110-16-2017
Duwayne William BoettcherCambridge Investment Research, Inc.SII Investments, Inc.$110-16-2017
Jamie Rae ConnorCambridge Investment Research, Inc.SII Investments, Inc.10-16-2017
Jeremy Robert FeuchtWoodbury Financial Services, Inc.National Planning Corporation10-16-2017
Raymond Anthony SkareCambridge Investment Research, Inc.SII Investments, Inc.$5010-16-2017
Daniel Michael FlemingLPL Financial LLCPruco Securities, LLC.$2910-13-2017
Gerald George Arnholt IIISignator Investors, Inc.NYLIFE Securities LLC10-13-2017
Patrick Ryan MaddoxLPL Financial LLCPruco Securities, LLC.10-13-2017
David StuartAmeriprise Financial Services, Inc.PFS Investments Inc.10-11-2017
Michael Richard LaceyLPL Financial LLCPrudential Investment Management Services LLC10-11-2017
Patrick Terrence McmahonCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$50010-11-2017
Alicia Brooke LantzNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated10-05-2017
Michael J BernardyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
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Showing 301 to 325 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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