Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam OsborneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Mary Elizabeth BaumerAmeriprise Financial Services, LLCMorgan Stanley04-12-2019
Joseph Michael RomasAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$15004-12-2019
Jeanann M. KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Timothy James RabbittJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-11-2019
Warren Clifford ClarkPrincipal Securities, Inc.Principal Securities, Inc.$5004-08-2019
Thomas J KiernanAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC04-08-2019
Adam E LonglaisNicolet Advisory Services, LLCKellogg Asset Management, LLC04-04-2019
Thomas Joseph NeumannDrake & Associates, LLCThe Huntington Investment Company04-03-2019
Brennan Everett ScheelCUNA Brokerage Services, Inc.CUNA Brokerage Services, Inc.04-02-2019
Alan Craig HicksWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
Lawrence Richard LindsleyWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
David John DemeuseWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
Lee Sylvester RevolinskiWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
Eric Albert FlickWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
Gideon Deforest HicksWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
David Anthony TuligWealth Enhancement Advisory Services, LLCSUMMIT PLANNING GROUP LLC04-01-2019
David James OldenburgSequent Planning, LLCHorter Investment Management, LLC04-01-2019
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
Brent E. NicoliasenPackerland Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated03-27-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Wendy Lynne FolkersWells Fargo Clearing Services, LLCAXA Advisors, LLC03-27-2019
Melissa Jane YunWells Fargo Clearing Services, LLCMorgan Stanley03-25-2019
Mark Steven KnepfelPackerland Brokerage Services, Inc.Cambridge Investment Research, Inc.$1003-21-2019
Troy D SimonsonGradient Advisors, LLCQUESTAR ASSET MANAGEMENT, INC.03-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.