Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John MihmH. Beck, Inc.BMO Harris Financial Advisors, Inc.10-04-2017
Yvette Renee FerrisCUNA Brokerage Services, Inc.PNC Investments10-04-2017
Joseph Charles RoubikWoodbury Financial Services, Inc.SII Investments, Inc.$2510-03-2017
Andrew Stephen GrowCommonwealth Financial NetworkGlobal Retirement Partners LLC10-02-2017
Brendon Michael DerouinWoodbury Financial Services, Inc.SII Investments, Inc.10-02-2017
Jodie LaneWoodbury Financial Services, Inc.SII Investments, Inc.$2510-02-2017
Eric Paul HeinzThrivent Investment Management Inc.SII Investments, Inc.09-27-2017
James C CunninghamWells Fargo Clearing Services, LLCPNC Investments$109-27-2017
Jeffrey Christopher LehrerLPL Financial LLCNorthland Securities, Inc.$5009-27-2017
Karl Bruce SchmidtkeIndependent Advisor Alliance, LLCNorthland Securities, Inc.09-27-2017
Jeffrey Lehrer, Karl SchmidtkeLPL FinancialNorthland Securities$7209-27-2017
Karl Schmidtke, Jeff LehrerIndependent Advisor AllianceNorthland Securities$7309-27-2017
Peter Francis HeimermanIndependent Advisor Alliance, LLCWaddell & Reed09-26-2017
Ross Alexander FedeniaUBS Financial Services Inc.Robert W. Baird & Co. Incorporated09-26-2017
Peter HeimermanIndependent Advisor AllianceWaddell and Reed$21009-26-2017
Trisha Sue TetzlaffMML Investors Services, LLCTransamerica Financial Advisors, Inc09-22-2017
David Wayne TansorCUNA Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.$5009-20-2017
Maurice Neil HebbWells Fargo Clearing Services, LLCAXA Advisors, LLC09-15-2017
Leesa Nadyne GilliamPNC InvestmentsBMO Harris Financial Advisors, Inc.09-11-2017
Timothy Alan GarbeSecurities Service Network, LLCWaddell & Reed09-08-2017
Jonathan William BurnsRaymond James Financial Services, Inc.MML Investors Services, LLC$109-07-2017
Kasey James KinneyRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Kristi Lynn KaiserLPL Financial LLCWaddell & Reed$109-07-2017
Kurt Frederick TrieboldIndependent Advisor Alliance, LLCWaddell & Reed09-07-2017
Leslie Lynne BowmanRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
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Showing 326 to 350 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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