Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan R DerksLandolt Securities, Inc.The Investment Center, Inc.09-07-2017
Scott Charles AndersonRaymond James Financial Services, Inc.MML Investors Services, LLC$109-07-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Christopher Manion BrennanStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15009-05-2017
John Steven Matthews Jr.PNC InvestmentsCabot Lodge Securities LLC09-01-2017
Matthew Stephen BellinCRI Securities, LLCCUNA Brokerage Services, Inc.09-01-2017
Ronald Kevin PattersonCambridge Investment Research, Inc.Commonwealth Financial Network$109-01-2017
Alan Lloyd WinsandHarbour Investments, Inc.Cambridge Investment Research, Inc.$5008-31-2017
Jeffrey Jay LambHarbour Investments, Inc.Cambridge Investment Research, Inc.$2508-31-2017
Jeremy A ArgueHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Lucas H MartyHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Todd KrempaskyWells Fargo AdvisorsRBC Wealth Management$11208-24-2017
Todd Randle KrempaskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-24-2017
Luke Michael LouisonPackerland Brokerage Services, Inc.Foresters Financial Services, Inc.08-22-2017
Crystal Rose SdanoCetera Advisor Networks LLCGWN Securities Inc.08-21-2017
Nicholas Daniel DeeringCetera Financial Specialists LLCCambridge Investment Research, Inc.$1608-17-2017
Robert Dwane PencilMWA Financial Services Inc.Fortune Financial Services, Inc.08-17-2017
Mark John FenlonSCHENCK INVESTMENT SOLUTIONS LLCJohnson Wealth Inc.08-16-2017
Curtis Alan BohmPruco Securities, LLC.Thrivent Investment Management Inc.08-15-2017
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC$108-14-2017
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Ryan James ThorpeThrivent Investment Management Inc.BMO Harris Financial Advisors, Inc.08-09-2017
Edward Bruno DegeneffeEquity Services, Inc.MML Investors Services, LLC$5008-07-2017
Tyler E DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
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Showing 351 to 375 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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