Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seemi Ejaz BajwaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-11-2019
Corey M. LashellsPackerland Brokerage Services, Inc.Questar Capital Corporation02-11-2019
Jessica Marie AlbrechtBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC02-08-2019
Matthew Pascal MullenW&S Brokerage Services, Inc.PNC Investments$2502-08-2019
Leslie Lynne BowmanWealthspire Capital, LLCRaymond James Financial Services, Inc.02-08-2019
Michael Paul PopeAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$5002-07-2019
Richard Robert ReiserMutual of Omaha Investor Services, Inc.LPL Financial LLC$5002-06-2019
Joel Nicholas RevakThrivent Investment Management Inc.LPL Financial LLC02-05-2019
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Anthony M. UrsettiLPL Financial LLCU.S. Bancorp Investments, Inc.02-04-2019
Lindsey R WilkeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-01-2019
Jamie Michael GrupeAmeriprise Financial Services, LLCLPL Financial LLC$5002-01-2019
James Arthur SteinbrennerLaSalle St Securities, L.L.C.Saxony Securities, Inc.$2202-01-2019
Nadine Thurner TarabishiEdward JonesPrivate Client Services, LLC02-01-2019
Debra L. Allison-AasbyCarl M. Hennig, Inc.Windward Wealth Strategies, Inc.01-31-2019
Joshua M. RyanHarbour Investments, Inc.Cornerstone Wealth Management, LLC$2501-31-2019
Keith A. WicklundHarbour Investments, Inc.Cornerstone Wealth Management, LLC$2501-31-2019
Robert Dwane PencilOneAmerica Securities, Inc.MWA Financial Services Inc.$5001-31-2019
Thomas A. LucashFidelity Brokerage Services LLCNYLIFE Distributors LLC01-30-2019
Timothy D. ObermuellerPackerland Brokerage Services, Inc.Edward Jones01-28-2019
Shane Ryan WorkmanNorthwestern Mutual Investment Services, LLCWealthspire Capital, LLC01-28-2019
Ray James KrusicCommonwealth Financial NetworkMorgan Stanley$15001-25-2019
Brian J HammJ.W. Cole Financial, Inc.Mutual of Omaha Investor Services, Inc.01-25-2019
Jeffrey Melvin LokkenMercer Global Advisors Inc.FIM GROUP01-25-2019
Lucas Edward SchwallerMercer Global Advisors Inc.FIM GROUP01-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.