Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Alan PoniewazWalkner Condon Financial Advisors LLCThun Financial Advisors01-25-2019
Nichole FarringtonPFS Investments Inc.PFS Investments Inc.01-22-2019
Jennifer Marie TryznaAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-21-2019
Jesse Lincoln NelsonCopper Harbor Investment Advisors, LLCKerberrose Wealth Management, LLC01-16-2019
Ramon Garrido MateosCopper Harbor Investment Advisors, LLCKerberrose Wealth Management, LLC01-16-2019
John C MurrayU.S. Bancorp Investments, Inc.Pruco Securities, LLC.01-15-2019
Samuel F ZabkowiczU.S. Bancorp Investments, Inc.Edward Jones01-15-2019
Larry Douglas FeilerWoodbury Financial Services, Inc.Woodbury Financial Services, Inc.$2501-14-2019
Randy John ButlerPackerland Brokerage Services, Inc.Voya Financial Advisors, Inc.$5001-11-2019
Thomas Robert SweetKestra Investment Services, LLCPackerland Brokerage Services, Inc.$5001-11-2019
Mark Allen StoffelAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-10-2019
Nicholas Jay TomanEmpowered Financial Investments, LLCU.S. Bancorp Investments, Inc.01-10-2019
Terry L. GroomCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.$1001-09-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
John McInnesPruco Securities, LLC.Packerland Brokerage Services, Inc.01-07-2019
Michelle Marie OldhamPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Nathan MuellerGlobal View Capital Management, LTDEVOLOGIC INVESTMENT ADVISORS, LLC01-03-2019
Ryan Robert GresmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.01-02-2019
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
Jacob G. HarmsenWipfli Financial Advisors, LLCRaymond James Financial Services, Inc.12-17-2018
Leroy Joseph McDonnellPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.$2512-14-2018
Dale Thomas FreundPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.$1712-14-2018
Stephen Paksing FungPackerland Brokerage Services, Inc.Foresters Equity Services, Inc.12-14-2018
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Showing 401 to 425 of 3,259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.