Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
Lisa Ann McClymanLPL Financial LLCRaymond James Financial Services, Inc.$5012-07-2018
Peter Daniel WelshLPL Financial LLCRaymond James Financial Services, Inc.$2512-07-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.$10012-07-2018
Jennifer Anne KinzlerLPL Financial LLCRaymond James Financial Services, Inc.$1012-07-2018
Travis Joseph BrockCambridge Investment Research Advisors, Inc.Financial Fiduciaries, LLC12-07-2018
Darius Andre WhitePruco Securities, LLC.Wells Fargo Funds Distributor, LLC12-07-2018
James Fleurimond Jr.J.W. Cole Financial, Inc.Northwestern Mutual Investment Services, LLC12-05-2018
Daniel Lee BorchardMariner Wealth AdvisorsRussell Investments Financial Services, LLC12-05-2018
Rachel Lee O'GradyJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.12-03-2018
Stacey K RennWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.12-03-2018
Lawrence Dale HathawayLPL Financial LLCInfinex Investments, Inc.$15011-30-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
John Robert Hassey NevarezLPL Financial LLCThrivent Investment Management Inc.11-30-2018
Richard Andrew NagelCommonwealth Financial NetworkLPL Financial LLC$1,00011-30-2018
David Robert McNurlenAllstate Financial Services, LLCFBL Investment Management Services, Inc.11-30-2018
Joshua Robert GrotheerEdward JonesFidelity Personal and Workplace Advisors11-30-2018
Melissa Jacquelyn OlsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.11-26-2018
Timothy Charles SchiefelbeinLPL Financial LLCSecurities America, Inc.11-26-2018
Justin Scott DumkeGranite Financial GroupGranite Financial Group$5011-26-2018
Cody BergerFidelity Brokerage Services LLCMML Investors Services, LLC11-21-2018
Andy W SaegerEllenbecker Investment GroupCharles Schwab & Co., Inc.11-21-2018
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.