Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana Jean FeniliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2503-03-2017
Mark Thomas TateLPL Financial LLCAssociated Investment Services, Inc.$102-27-2017
Sean Peter KernPruco Securities, LLC.Allstate Financial Services, LLC$2502-27-2017
Scott Albert PerkinsMML Investors Services, LLCCapital Financial Services, Inc.02-21-2017
Barry Scott ArnoldGlobal View Capital Management, LTDThrivent Investment Management Inc.02-20-2017
Beau Irving GoffRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2017
Brian David FunkFirst Heartland Capital, Inc.Abacus Investments, Inc.02-14-2017
Timothy A GambateseGTG Wealth Management, LLCLincoln Financial Securities Corporation02-08-2017
Laird Stuart MyroldNorthwestern Mutual Investment Services, LLCOneAmerica Securities, Inc.02-03-2017
Travis John KrakerAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$2902-03-2017
Bart Matthew LandsverkThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Gregory James SporerThe Huntington Investment CompanyLPL Financial LLC$15002-01-2017
Robert Dewayne Olsen Jr.The Huntington Investment CompanyLPL Financial LLC02-01-2017
Scott Edward HanadelThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Ted Andrew MatuszakAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2017
Tim Lee HenkeThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Daniel John DettlaffMetLife Securities Inc.Park Avenue Securities LLC01-31-2017
Cody Nicholas RickawayCambridge Investment Research, Inc.Thrivent Investment Management Inc.$1001-27-2017
Erin Marie BurkeSVA Plumb Wealth Management, LLCRobert W. Baird & Co. Incorporated01-27-2017
John Paul SeitzHarbour Investments, Inc.Capital Financial Services, Inc.01-27-2017
Zachary Ronald JaroRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-27-2017
Randolph Jes Lange Jr.PNC InvestmentsNorthwestern Mutual Investment Services, LLC01-26-2017
Henry P. HesselWells Fargo Clearing Services, LLCReinhart Partners, Inc.01-25-2017
Jamie Colburn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2017
Terrence Roy CushmanBerthel, Fisher & Company Financial Services, Inc.ProEquities, Inc.$101-25-2017
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Showing 476 to 500 of 2,338 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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