Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Allan ThompsonResonant Capital Advisors, LLCLPL Financial LLC$2510-23-2018
Benjamin Nathan DickeyResonant Capital Advisors, LLCMadison Investment Advisors, LLC10-23-2018
Andrew James ManginMorgan StanleyNexPoint Securities, Inc.10-23-2018
Jesse David WagnerLPL Financial LLCCetera Advisor Networks LLC10-17-2018
Christa L. Rubenzer SchonscheckWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-17-2018
Nathan Keith McCardellPruco Securities, LLC.Park Avenue Securities LLC10-16-2018
John Joseph MassieLPL Financial LLCBMO Harris Financial Advisors, Inc.$2510-11-2018
Aaron Jay WursterQuestar Capital CorporationForesters Equity Services, Inc.10-08-2018
David John ThomasPrivate Client Services, LLCPackerland Brokerage Services, Inc.10-08-2018
Lucas Robert AmellSecurities Service Network, LLCPackerland Brokerage Services, Inc.10-05-2018
Peggy L DvorachekLPL Financial LLCMWA Financial Services Inc.10-02-2018
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$2510-01-2018
Jeffrey Lynn BrydenRMB Capital ManagementJB INVESTMENT MANAGEMENT, LLC10-01-2018
Jonathan Guy RiganoRMB Capital ManagementJB INVESTMENT MANAGEMENT, LLC10-01-2018
Neelam Ramchand Krishnaney-DavisonLPL Financial LLCWoodbury Financial Services, Inc.$5009-28-2018
Patrick Jacob BolandLPL Financial LLCWoodbury Financial Services, Inc.09-28-2018
Tina Faye MooreCambridge Investment Research, Inc.Woodbury Financial Services, Inc.09-27-2018
Paul Eric WestphalRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$25009-27-2018
Blaine Edmond GibsonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$2509-27-2018
Tyler Randall BriggsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$15009-27-2018
Olinda AyalaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated09-27-2018
John FraustoCUNA Brokerage Services, Inc.TCFG Wealth Management, LLC09-25-2018
Brent Michael PahnkeSA Stone Wealth Management Inc.Cetera Advisor Networks LLC$10009-24-2018
Kevin John RohdePackerland Brokerage Services, Inc.Foresters Equity Services, Inc.09-24-2018
Timothy Robert PotterEquitta Advisors LLCKrilogy Financial LLC09-24-2018
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Showing 476 to 500 of 3,259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.