Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Daniel HarringtonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Leo Kevin HennesseyTransamerica Financial Advisors, IncThrivent Investment Management Inc.09-21-2018
Thomas Francis DunnMML Investors Services, LLCKMA Financial Services, LLC09-21-2018
Tyler Alexander JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-21-2018
Robert Sojourner LagrantJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$5009-19-2018
Chadwick Michael SchloesserMorgan StanleySVA Wealth Management, LLC09-19-2018
Elizabeth G SchneiderAdvicePeriod, LLCCliftonLarsonAllen Wealth Advisors, LLC09-17-2018
Scott R MillerKestra Investment Services, LLCSecurities Service Network, LLC09-14-2018
Steven Gregory SensibaSecurities America Advisors, Inc.CRG Financial Services, Inc.09-12-2018
David Henry KosenKCD Financial, Inc.Centaurus Financial, Inc.09-12-2018
Richard Earl BatemanKCD Financial, Inc.Farmers Financial Solutions, LLC09-12-2018
Elizabeth Jane LailerJohnson Wealth Inc.Robert W. Baird & Co. Incorporated09-12-2018
Gregory Allan AmbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedOperose Advisors LLC09-12-2018
Mark Henry LevyKCD Financial, Inc.Resource Securities LLC09-11-2018
Stephen Francis DuhrKCD Financial, Inc.Northland Securities, Inc.09-11-2018
Eric BernalJohnson Wealth Inc.Charles Schwab & Co., Inc.09-11-2018
Matthew Thomas YerkesWoodbury Financial Services, Inc.RBC Capital Markets, LLC$15009-07-2018
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Shannon McGlocklinMML Investors Services, LLCLPL Financial LLC09-07-2018
David Allen ThuliRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-07-2018
Mark David TruettnerAvaii Wealth Management, LLCPrivate Client Services, LLC09-07-2018
Allen Edward DableJ.P. Morgan Securities LLCThrivent Investment Management Inc.09-06-2018
Jeffrey James RainerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Malorie G MarquezPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Mark David TruettnerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.