Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Thomas BlattnerAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Christian James DouleAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC$10009-06-2018
Charles Francis LawrenceAmeriprise Financial Services, LLCWaddell & Reed09-05-2018
Paul J. GundersonLPL Financial LLCPrivate Client Services, LLC08-30-2018
Kenneth Raymond SchuylerSecurities Service Network, LLCChicago Capital Management Advisors, LLC08-27-2018
Brian Devereux ArmstrongPruco Securities, LLC.State Farm VP Management Corp.08-27-2018
Randall Scott BehnkeAmeriprise Financial Services, LLCCapital Financial Services, Inc.$15008-24-2018
James Dean AsplinLPL Financial LLCEdward Jones$2508-24-2018
Cole James HylandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Christopher Andrew McCamanLPL Financial LLCRaymond James Financial Services, Inc.08-22-2018
Richard Edward Mida Jr.Canopy Wealth ManagementNorthwestern Mutual Investment Services, LLC$2508-21-2018
Joseph MayoneCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC08-21-2018
Ryan Phillip EgstadLPL Financial LLCSagePoint Financial, Inc.08-20-2018
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Eric IwanskiCommonwealth Financial NetworkHarbour Investments, Inc.08-20-2018
Lisa Faith BonnerTD Ameritrade Investment Management, LLCLPL Financial LLC08-20-2018
Kelsey Lynn KessenichMorgan StanleyNorthwestern Mutual Investment Services, LLC08-20-2018
Ernest Patrick MoosherrCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC$15008-17-2018
Greg Shane LavinSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Kristen Dawn MassieSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Thomas D. BudenzSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Ivan Alexander GarczynskiNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.08-16-2018
Ramu RamiahWestern International Securities, Inc.First Allied Securities, Inc.$15008-15-2018
Robert Charles CiriacksNorthwestern Mutual Investment Services, LLCScottrade, Inc.08-15-2018
Eric David RaetherCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC$10008-15-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.