Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kasey James KinneyRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Christopher Manion BrennanStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5009-05-2017
Ronald Kevin PattersonCambridge Investment Research, Inc.Commonwealth Financial Network$2009-01-2017
John Steven Matthews Jr.PNC InvestmentsCabot Lodge Securities LLC09-01-2017
Matthew Stephen BellinCRI Securities, LLCCUNA Brokerage Services, Inc.09-01-2017
Alan Lloyd WinsandHarbour Investments, Inc.Cambridge Investment Research, Inc.$5008-31-2017
Jeffrey Jay LambHarbour Investments, Inc.Cambridge Investment Research, Inc.$2508-31-2017
Jeremy A. ArgueHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Lucas H MartyHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Todd KrempaskyWells Fargo AdvisorsRBC Wealth Management$11208-24-2017
Todd Randle KrempaskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-24-2017
Luke Michael LouisonPackerland Brokerage Services, Inc.Foresters Financial Services, Inc.08-22-2017
Phillip Jay AskotWestern International Securities, Inc.Financial West Group$2008-21-2017
Nicholas Daniel DeeringCetera Financial Specialists LLCCambridge Investment Research, Inc.$1608-17-2017
Curtis Alan BohmPruco Securities, LLC.Thrivent Investment Management Inc.08-15-2017
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC08-14-2017
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Ryan James ThorpeThrivent Investment Management Inc.BMO Harris Financial Advisors, Inc.08-09-2017
Tyler E DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Edward Bruno DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
William David FurlowWells Fargo Clearing Services, LLCWells Fargo Funds Distributor, LLC08-07-2017
Marc MrugalaLPL Financial LLCEdward Jones$6508-04-2017
Michael KoernerLPL Financial LLCH. Beck, Inc.$7008-04-2017
Marcus John MrugalaLPL Financial LLCEdward Jones$2508-04-2017
Michael John KoernerLPL Financial LLCH. Beck, Inc.08-04-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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