Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mailor LorFarmers Financial Solutions, LLCPFS Investments Inc.01-24-2017
John Thomas Kennedy IIIPegasus PartnersRobert W. Baird & Co. Incorporated01-17-2017
Nicholas Scott MooreCRI Securities, LLCEdward Jones01-16-2017
Debrah OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$11901-13-2017
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Alan Lee ReschPackerland Brokerage Services, Inc.Gradient Securities, LLC01-12-2017
Nancy Sarah NoonNorthwestern Mutual Investment Services, LLCDunham & Associates Investment Counsel, Inc.01-12-2017
Laura Renee KuhnertCetera Investment Services LLCWhalen Capital, Inc.$1001-11-2017
Jill Marie SommersHarbour Investments, Inc.LPL Financial LLC$3901-10-2017
Brian J. CampeauRobert W. Baird & Co. IncorporatedVogel Consulting, LLC01-10-2017
Timothy BlattnerLPL Financial LLCMetLife Securities$5601-04-2017
James Evan SarowU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5001-04-2017
Eleanor Ruth DeanWoodbury Financial Services, Inc.SagePoint Financial, Inc.$5001-04-2017
Timothy John BlattnerLPL Financial LLCMetLife Securities Inc.$1001-04-2017
Micah John SnyderPackerland Brokerage Services, Inc.NYLIFE Securities LLC12-27-2016
Kenneth Joseph Melotte IIIMelotte Financial AdvisorsConfluence Wealth Management LLC12-15-2016
Edwin N HeckerSecurities America, Inc.Cetera Advisor Networks LLC12-07-2016
Michael Walter KlaukeSecurities America, Inc.Next Financial Group, Inc.$2512-01-2016
Kevin D McCloudU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.12-01-2016
Michael L. CalawertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSII Investments, Inc.11-29-2016
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
Michael William ScaliseSummit Financial Management LLCLegacy Wealth Management, LLC11-23-2016
Aaron Matthew SpitznerRaymond James Financial Services, Inc.BMO Investment Distributors, LLC11-21-2016
Lori Lynn Huston-DingaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2511-18-2016
Michael Douglas WittWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-18-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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