Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony Scott MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Patrick Charles FosdickHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Megan E DornHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Mark ZierathHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Taylor John RobsonHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Royce KurtzHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Nathan Sorenson KublankAspiriant, LLCCliftonLarsonAllen Wealth Advisors, LLC10-19-2016
Michael GorectkeH. Beck, Inc.Harbour Investments, Inc.10-10-2016
Scott Latzke, Mark FillaAmeriprise Financial Services, Inc.Morgan Stanley$34410-07-2016
Scott Allen LatzkeAmeriprise Financial Services, Inc.Morgan Stanley$10010-07-2016
Constance M Bessa-RittlerRoyal Alliance Associates, Inc.Principal Securities, Inc.$5010-07-2016
Mark Thomas FillaAmeriprise Financial Services, Inc.Morgan Stanley$5010-07-2016
Michael Lee WolbersAmeriprise Financial Services, Inc.Transamerica Financial Advisors, Inc10-07-2016
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.10-06-2016
Charmaine Evelyn MartinVoya Financial Advisors, Inc.Nationwide Investment Services Corporation10-04-2016
Larry Ross PetersonCetera Advisors LLCInvestors Capital Corp.$4510-03-2016
John WileyLPL Financial LLCEdward Jones$7009-28-2016
Philip Thornton GeyganWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5009-27-2016
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
Mark Frederick McKeelMML Investors Services, LLCLPL Financial LLC$2509-22-2016
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-21-2016
Michael Richard SteinbergCambridge Investment Research, Inc.SII Investments, Inc.$5009-20-2016
Michael Edward WorkWells Fargo Clearing Services, LLCSecurities Service Network, LLC$15009-19-2016
Danny VongnarathNorthwestern Mutual Investment Services, LLCBronfman E.L. Rothschild Capital, LLC09-08-2016
Thomas Patrick LynchRBC Capital Markets, LLCMorgan Stanley$5409-06-2016
« Previous PageNext Page »

Showing 701 to 725 of 1,769 entries

Page 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 | 30 | 31 | 32 | 33 | 34 | 35 | 36

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.