Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
David Robert McnurlenAllstate Financial Services, LLCFBL Investment Management Services, Inc.11-30-2018
Joshua Robert GrotheerEdward JonesFidelity Personal and Workplace Advisors11-30-2018
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
Peter KontichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2711-16-2018
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5011-14-2018
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Dale KolarLPL FinancialEdward Jones$9011-09-2018
Christopher Gerard PfauEdward JonesTransamerica Investors Securities Corporation11-09-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2511-09-2018
Deanna Cilnyk RoegerCetera Advisor Networks LLCCambridge Investment Research, Inc.11-06-2018
Landon Richard WieseFirst Allied Securities, Inc.Thrivent Investment Management Inc.11-02-2018
David John HenningfieldLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
John E SteinkeAmeriprise Financial Services, Inc.Harbour Investments, Inc.$2511-01-2018
David Scott FiedlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Timothy Maynard KieslingSecurities Service Network, LLCWoodbury Financial Services, Inc.$110-24-2018
Jesse David WagnerLPL Financial LLCCetera Advisor Networks LLC10-17-2018
Aaron Jay WursterQuestar Capital CorporationForesters Equity Services, Inc.10-08-2018
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$2510-01-2018
Blaine Edmond GibsonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$2509-27-2018
Tyler Randall BriggsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$15009-27-2018
Kevin John RohdePackerland Brokerage Services, Inc.Foresters Equity Services, Inc.09-24-2018
Thomas Francis DunnMML Investors Services, LLCKMA Financial Services, LLC09-21-2018
Tyler Alexander JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-21-2018
Richard Earl BatemanKCD Financial, Inc.Farmers Financial Solutions, LLC09-12-2018
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Showing 51 to 75 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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