Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian James DouleAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Jeffrey James RainerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Jeffrey James RainerAvaii Wealth Management, LLCPrivate Client Services, LLC09-06-2018
Joel Thomas BlattnerAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Mark David TruettnerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Paul J GundersonLPL Financial LLCPrivate Client Services, LLC08-30-2018
Brian Devereux ArmstrongPruco Securities, LLC.State Farm VP Management Corp.08-27-2018
James AsplinLPL FinancialEdward Jones$18008-25-2018
Randall Scott BehnkeAmeriprise Financial Services, Inc.Capital Financial Services, Inc.$15008-24-2018
Christopher Andrew MccamanLPL Financial LLCRaymond James Financial Services, Inc.$108-22-2018
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Ryan Phillip EgstadLPL Financial LLCSagePoint Financial, Inc.$108-20-2018
Eric David RaetherCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC08-15-2018
Alan Raymond FoecklerSecurities Service Network, LLCFocus Financial$1008-14-2018
Derek Michael EnglerRBC Capital Markets, LLCMorgan Stanley$1,00008-10-2018
Nina Marie SeveriniRBC Capital Markets, LLCMorgan Stanley$5008-10-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Christine A SperryLPL Financial LLCCharles Schwab & Co., Inc.08-06-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, Inc.07-30-2018
Timothy Michael MagnerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.$1007-25-2018
Kristen Elaine CarreiraLPL Financial LLCEdward Jones$2507-25-2018
PETER MICHAEL CYMBALAKBCJ Capital ManagementHorter Investment Management, LLC07-25-2018
Jeremy Paul AppletonMorgan StanleyCUNA Brokerage Services, Inc.$107-20-2018
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Showing 76 to 100 of 2,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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