Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Seymour DockseyLPL Financial LLCFirst Command Financial Planning, Inc.05-21-2018
Shane Robert SchusterPark Avenue Securities LLCMML Investors Services, LLC05-16-2018
Drew James AshlandMillborn Advisors, LtdThrivent Investment Management Inc.05-14-2018
Mark John Melby HoffmanMillborn Advisors, LtdThrivent Investment Management Inc.05-14-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$2505-11-2018
Joshua Alan ZoernerSecurities America, Inc.MWA Financial Services Inc.$2505-10-2018
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Gordon Peter KnuthRobert W. Baird & Co. IncorporatedMorgan Stanley$6605-04-2018
John Gary LadickCambridge Investment Research, Inc.Woodbury Financial Services, Inc.04-30-2018
Jolanta Ewa GodwodPackerland Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$2504-27-2018
Kevin Jay HermeningAmeriprise Financial Services, Inc.First Allied Securities, Inc.$15004-18-2018
Ronald John KreselAmeriprise Financial Services, Inc.First Allied Advisory Services, Inc.$5004-18-2018
Jeff Porasik, Suzanne YdeRaymond JamesWells Fargo Advisors$40504-17-2018
John Clarence BoddenHarbour Investments, Inc.H. Beck, Inc.$1,00004-16-2018
Barbara Ann LythjohanRaymond James Financial Services, Inc.AXA Advisors, LLC$3004-13-2018
John Robert OpenshawKCD Financial, Inc.Lombard Securities Incorporated04-11-2018
Joshua D KassulkeAmeriprise Financial Services, Inc.LPL Financial LLC04-11-2018
Isaac Kou LeePackerland Brokerage Services, Inc.PFS Investments Inc.04-10-2018
Gregory Paul SchauerAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-09-2018
Jeffrey Michael PorasikRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-06-2018
Nathan Joseph FairEdward JonesHartford Funds Distributors, LLC$5004-06-2018
Suzanne Catherine YdeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-06-2018
James P. DunnRBC Wealth ManagementWells Fargo Advisors$25004-05-2018
Eric D IwanskiHarbour Investments, Inc.Woodbury Financial Services, Inc.04-05-2018
James Patrick DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-05-2018
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Showing 126 to 150 of 2,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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