Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Suzanne Catherine YdeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-06-2018
James P. DunnRBC Wealth ManagementWells Fargo Advisors$25004-05-2018
Eric D IwanskiHarbour Investments, Inc.Woodbury Financial Services, Inc.04-05-2018
James Patrick DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-05-2018
Nicole Lynn BeckerPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.$104-02-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
Scott DownsSagePoint FinancialMML Investors Services$90003-29-2018
Joseph Michael StillRaymond James Financial Services, Inc.Morgan Stanley03-27-2018
ERIC PAUL DENSONPrivate Client Services, LLCSII Investments, Inc.03-23-2018
Jessica Lynn MansavageNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-23-2018
James A Cotturone Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-09-2018
Lindsey Anne RoehlRaymond James Financial Services, Inc.Investment Centers of America, Inc.03-09-2018
Todd Carlton OflanaganMoney Concepts Capital CorpLPL Financial LLC$2503-06-2018
Paul Thomas CorradoCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2018
Mark Ronald StreyAnnex Wealth Management, LLCMutual of Omaha Investor Services, Inc.02-28-2018
Wayne Dale GrandySagePoint Financial, Inc.MML Investors Services, LLC$10002-28-2018
Jillian Marlene CulverLPL Financial LLCWells Fargo Clearing Services, LLC02-26-2018
Nicholas John SchneiderIndependent Financial Group, LLCTD Ameritrade, Inc.02-26-2018
Thomas Robert SweetPackerland Brokerage Services, Inc.LPL Financial LLC02-20-2018
Jacquelyn Marie GrafU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-13-2018
Guy Raymond MccauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Daena Beth RamiahBrook CapitalFirst Allied Securities, Inc.02-10-2018
Brian Thomas WilmetSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
John E. WitczakSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
Michael George RatkovitchRobert W. Baird & Co. IncorporatedB. C. Ziegler and Company$5002-09-2018
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Showing 151 to 175 of 2,323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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