Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Edward ZwiefelhoferLPL Financial LLCU.S. Bancorp Investments, Inc.$5001-24-2018
Zachary Ronald JaroH. Beck, Inc.Raymond James Financial Services, Inc.01-24-2018
Jesse Michael DrageLPL Financial LLCPaychex Securities Corporation01-23-2018
Philip Alain MonnierPNC InvestmentsCapital One Investing, LLC01-22-2018
Carol Ann RosenstockMorgan StanleyThree Lakes Securities, LLC01-19-2018
Mark Randolph FederationMadison Avenue Securities, LLCSecure Investment Management, LLC$101-19-2018
John Jerold CeaglskeSagePoint Financial, Inc.MML Investors Services, LLC$2501-18-2018
David Daniel LacroixEntasis Asset Management LLCJohnson Wealth Inc.01-17-2018
Jeanann M KramerCUSO Financial Services, L.P.SII Investments, Inc.01-16-2018
Ruth Ann TsakonasWoodbury Financial Services, Inc.SII Investments, Inc.01-12-2018
Sharon Anne GreenWoodbury Financial Services, Inc.SII Investments, Inc.$5001-12-2018
Stanley Alfred SakalowskiSignator Investors, Inc.MML Investors Services, LLC01-05-2018
Jorge Auturo BenaventeMML Investors Services, LLCPFS Investments Inc.01-03-2018
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Brian Robert HartlPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Denise Ann JaehnkeHarbour Investments, Inc.G.F. Investment Services, LLC$101-02-2018
Dianne Marie KoepplerGeneos Wealth Management, Inc.SII Investments, Inc.01-02-2018
Michael George ChallePrivate Client Services, LLCSII Investments, Inc.01-02-2018
Nadine Thurner TarabishiPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Robert John LecapitainePrivate Client Services, LLCSII Investments, Inc.01-02-2018
Robert Paul JacobsenRobert W. Baird & Co. IncorporatedINVEST Financial Corporation$15001-02-2018
Stephen Henry LandoltLey AdvisorsWestern International Securities, Inc.12-21-2017
Andrew Rizzi StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-19-2017
Ashley Marie HewittBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.12-19-2017
David Gerald AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
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Showing 176 to 200 of 2,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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