Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Rizzi StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5012-19-2017
Lisa Kae AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
Patrick Joseph MadsonNicolet Advisory Services, LLCSII Investments, Inc.12-19-2017
Chad Steven BlankPackerland Brokerage Services, Inc.SagePoint Financial, Inc.12-18-2017
Jane Marie SnyderWoodbury Financial Services, Inc.SII Investments, Inc.$2512-18-2017
Peter Arnold HundtCommonwealth Financial NetworkSII Investments, Inc.12-18-2017
Jason Philip WeierCetera Financial Specialists LLCCountry Capital Management Company$1012-15-2017
Kevin E RustWoodbury Financial Services, Inc.SII Investments, Inc.$112-15-2017
Kyle J ThomasLPL Financial LLCMML Investors Services, LLC$2512-15-2017
Theodore Gilbert BaerLPL Financial LLCMML Investors Services, LLC$2512-15-2017
Thomas Allen WittkopfSagePoint Financial, Inc.SII Investments, Inc.$1012-15-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$5012-08-2017
Douglas James WaelchliHarbour Investments, Inc.SII Investments, Inc.$1812-08-2017
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC$112-04-2017
Sherri Lynn HalversonThrivent Investment Management Inc.Robert W. Baird & Co. Incorporated$15012-04-2017
Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments$18612-01-2017
Carol Ann MaderLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Chad Michael BackesLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Courtney Nicole DoerflerLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Dane Thomas GleesonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
David Joseph NarlochLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
David Patrick FordLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Eric Alan BrownLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Eric Russell MindhamLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
James Wilbur CaspersLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
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Showing 201 to 225 of 2,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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