Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Matthew Thomas Nelson | Harbour Investments, Inc. | AXA Advisors, LLC | — | 07-17-2009 |
| John Robert Mueller | Harbour Investments, Inc. | AXA Advisors, LLC | — | 07-01-2010 |
| Paul Carl Bilitz | Woodbury Financial Services, Inc. | AXA Advisors, LLC | — | 01-18-2011 |
| Matthew Robert Mayer | Packerland Brokerage Services, Inc. | AXA Advisors, LLC | — | 01-31-2011 |
| Peter J. Legrave | Wells Fargo Clearing Services, LLC | AXA Advisors, LLC | — | 07-11-2011 |
| Cory Francis Campbell | Thrivent Investment Management Inc. | AXA Advisors, LLC | — | 10-17-2011 |
| Jon Pierre Lebaron | Harbour Investments, Inc. | AXA Advisors, LLC | $50 | 11-01-2011 |
| Russell Joseph Peterson | IAG Wealth Partners, LLC | AXA Advisors, LLC | — | 03-13-2012 |
| Nicholas John Letter | Advisors Management Group Inc | AXA Advisors, LLC | — | 03-04-2013 |
| Vincent Francis Ruger | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 12-20-2013 |
| Joyce Carol Bielefeld | PJS Investment Management | AXA Advisors, LLC | — | 09-23-2015 |
| Maurice Neil Hebb | Wells Fargo Clearing Services, LLC | AXA Advisors, LLC | — | 09-15-2017 |
| Barbara Ann Lythjohan | Raymond James Financial Services, Inc. | AXA Advisors, LLC | $30 | 04-13-2018 |
| Wendy Lynne Folkers | Wells Fargo Clearing Services, LLC | AXA Advisors, LLC | — | 03-27-2019 |
| Benjamin Lee Hemer | TD Ameritrade Investment Management, LLC | AXA Advisors, LLC | — | 04-17-2019 |
| Jonathan Michael Fiorito | CUNA Brokerage Services, Inc. | AXA Advisors, LLC | — | 06-14-2019 |
| Stephen Patrick Hess | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 07-08-2019 |
Showing 1 to 17 of 17 entries
Page 1
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
