Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard Herbert SchneiderSignator Investors, Inc.AXA Advisors, LLC$25007-14-2009
Matthew Thomas NelsonHarbour Investments, Inc.AXA Advisors, LLC07-17-2009
Jason Lee WeryChase Investment Services Corp.AXA Advisors, LLC11-16-2009
Robert Dewayne Olsen Jr.Signator Investors, Inc.AXA Advisors, LLC$10012-04-2009
Todd James BardenRaymond James & Associates, Inc.AXA Advisors, LLC$10001-20-2010
Ryan MuellerMorgan StanleyAXA Advisors, LLC01-20-2010
John Robert MuellerHarbour Investments, Inc.AXA Advisors, LLC$14007-01-2010
Paul Carl BilitzWoodbury Financial Services, Inc.AXA Advisors, LLC$50001-18-2011
Matthew Robert MayerPackerland Brokerage Services, Inc.AXA Advisors, LLC01-31-2011
Patrick Lee WallschlaegerAPW Capital, Inc.AXA Advisors, LLC$10006-01-2011
Peter J. LegraveWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC07-11-2011
Cory Francis CampbellThrivent Investment Management Inc.AXA Advisors, LLC10-17-2011
Jon Pierre LebaronHarbour Investments, Inc.AXA Advisors, LLC$50011-01-2011
Russell Joseph PetersonIAG Wealth Partners, LLCAXA Advisors, LLC03-13-2012
Benjamin Garrett WubbelsMML Investors Services, LLCAXA Advisors, LLC03-16-2012
Nicholas John LetterAdvisors Management Group IncAXA Advisors, LLC03-04-2013
Arnold Bruce KuhsAmeriprise Financial Services, Inc.AXA Advisors, LLC10-14-2013
Vincent Francis RugerAmeriprise Financial Services, Inc.AXA Advisors, LLC12-20-2013
Brad Alan ZardaThrivent Investment Management Inc.AXA Advisors, LLC$10001-24-2014
John KielichPNC InvestmentsAXA Advisors, LLC05-28-2014
Joyce Carol BielefeldPJS Investment ManagementAXA Advisors, LLC09-23-2015
Maurice Neil HebbWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC09-15-2017
Jason G KochSignator Investors, Inc.AXA Advisors, LLC01-12-2018
Barbara Ann LythjohanRaymond James Financial Services, Inc.AXA Advisors, LLC$30004-13-2018
Wendy Lynne FolkersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC03-27-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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