Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.10-10-2019
David Mark SharpeSecurities America, Inc.Ameriprise Financial Services, Inc.$5010-10-2019
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, Inc.$5010-10-2019
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, Inc.$2510-10-2019
Ted Andrew MatuszakLPL Financial LLCAmeriprise Financial Services, Inc.$5010-07-2019
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, Inc.11-01-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, Inc.07-30-2018
Jessica Lynn MansavageNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-23-2018
Lori Lynn Huston-DingaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2511-18-2016
John Marvin SchmittU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.06-10-2016
Nicholas Ryan BurgeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.05-13-2016
John Royce FossLakefront Wealth Management, LLCAmeriprise Financial Services, Inc.07-03-2015
Joseph Michael DwyerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.05-29-2015
Aris George BofilesWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2503-13-2015
Brian James KochLPL Financial LLCAmeriprise Financial Services, Inc.$1008-29-2014
Joshua John StrzeleckiBMO Harris Financial Advisors, Inc.Ameriprise Financial Services, Inc.11-27-2013
Arnold Bruce KuhsAXA Advisors, LLCAmeriprise Financial Services, Inc.$20011-06-2013
Dane Lee KlintworthLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2012
Kevin Patrick BrennanVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$2503-24-2010
James Edward Wolf Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$2507-08-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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