Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, Inc.10-10-2019
Isaac James MorrisCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.09-23-2019
Eric R. MartzahlMorgan StanleyAmeriprise Financial Services, Inc.09-16-2019
William David HannemannNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.08-26-2019
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, Inc.11-01-2018
Christa Liane Rubenzer SchonscheckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-17-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, Inc.07-30-2018
David Harvey SteflCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.03-28-2018
Jessica Lynn MansavageNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-23-2018
Eric Phillip AdlerCoordinated Capital Securities, Inc.Ameriprise Financial Services, Inc.01-16-2018
Adam J AusloosAdviceWorks Wealth Advisors LLCAmeriprise Financial Services, Inc.07-20-2016
Halsted Donald KnutsonLPL Financial LLCAmeriprise Financial Services, Inc.06-28-2016
Nicholas Ryan BurgeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.05-13-2016
Joel Stuart MerrittThrivent Investment Management Inc.Ameriprise Financial Services, Inc.01-28-2016
Michael James St MarieCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.11-02-2015
Shannon Leah RogersCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.07-31-2015
John Royce FossLakefront Wealth Management, LLCAmeriprise Financial Services, Inc.07-03-2015
Joseph Michael DwyerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.05-29-2015
Adam Scott HuebnerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-15-2015
David Emery MulderSagePoint Financial, Inc.Ameriprise Financial Services, Inc.02-13-2015
Carol Ann Mcneill-SkorupanLPL Financial LLCAmeriprise Financial Services, Inc.10-03-2014
Joseph John TristanoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.09-01-2014
WENDY LYNNE FOLKERSAXA Advisors, LLCAmeriprise Financial Services, Inc.08-27-2014
Brandy Lynn DebrouxMorgan StanleyAmeriprise Financial Services, Inc.06-19-2014
Mary Jo StaniszewskiNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-18-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.