Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Mark Thomas TateLPL Financial LLCAssociated Investment Services, Inc.$102-27-2017
Adam T YounkLPL Financial LLCAssociated Investment Services, Inc.$109-08-2016
Bradley Patrick StarkenJ.P. Morgan Securities LLCAssociated Investment Services, Inc.05-11-2016
Lance Christopher ProvoINVEST Financial CorporationAssociated Investment Services, Inc.01-11-2016
Margaret Mary SewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.10-30-2015
Scott Matthew BiertzerU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.$15009-21-2015
Kurtis Allen BeronjaINVEST Financial CorporationAssociated Investment Services, Inc.09-15-2015
Mark Frederick MckeelLPL Financial LLCAssociated Investment Services, Inc.08-31-2015
Barbara Jean BrennanLPL Financial LLCAssociated Investment Services, Inc.$1008-26-2015
Kyle Scott BergLPL Financial LLCAssociated Investment Services, Inc.08-24-2015
Daniel Fredrick RadtkeWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.08-10-2015
Adam David GafnerLPL Financial LLCAssociated Investment Services, Inc.07-27-2015
Thomas Robert SweetLPL Financial LLCAssociated Investment Services, Inc.01-26-2015
Thomas Patrick McneillThrivent Investment Management Inc.Associated Investment Services, Inc.12-08-2014
Alison Ann WalkerLPL Financial LLCAssociated Investment Services, Inc.09-25-2014
David Elliott NolanWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$5008-21-2014
David M BrownCetera Advisor Networks LLCAssociated Investment Services, Inc.08-04-2014
Jamie Lynn HansonCetera Advisor Networks LLCAssociated Investment Services, Inc.$108-04-2014
Glenn Robert KirstWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.08-01-2014
Jessica Lynn MansavageAmeriprise Financial Services, Inc.Associated Investment Services, Inc.08-01-2014
Christopher David ForcierINVEST Financial CorporationAssociated Investment Services, Inc.07-15-2014
Jeffrey Alan MarwitzLincoln Financial Advisors CorporationAssociated Investment Services, Inc.07-31-2013
Andrew Jerome PevonkaNorthwestern Mutual Investment Services, LLCAssociated Investment Services, Inc.07-03-2013
Edward Austin ScherrJ.P. Morgan Securities LLCAssociated Investment Services, Inc.$5005-31-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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