Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Ilija Potkonjak | LPL Financial LLC | B. C. Ziegler and Company | — | 04-23-2009 |
| Michael George Ratkovitch | Robert W. Baird & Co. Incorporated | B. C. Ziegler and Company | $50 | 02-09-2018 |
| William Gerard Morse | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $247 | 03-16-2018 |
| Scott David Steinke | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $150 | 03-16-2018 |
| Andrew Michael Wiziarde | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $150 | 03-16-2018 |
| Michael Alan Kramer | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $150 | 03-16-2018 |
| Kurt Deforest Waid | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $150 | 03-16-2018 |
| Steven Michael Luterbach | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $100 | 03-16-2018 |
| Joshua Peter Traudt | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $100 | 03-16-2018 |
| Mark Wayne Severson | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Terry Leroy Sturm | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Kim I Marshall | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Peter Shanovich | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Scott Allen Measner | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Wayne Spencer Frank | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Daniel Jay Aiken | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Thomas John Fitzgerald | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Charles Dennis Schrader | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $50 | 03-16-2018 |
| Denise Marie Klemens | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $25 | 03-16-2018 |
| Paul A Hees | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $25 | 03-16-2018 |
| Charles Leroy Butler Jr. | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $25 | 03-16-2018 |
| Nathan T. Farr | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $25 | 03-16-2018 |
| David Charles Kovalaske | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $25 | 03-16-2018 |
| Steven Jon Stefonik | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | $25 | 03-16-2018 |
| Lay Carl Rosenheimer | Stifel, Nicolaus & Company, Incorporated | B. C. Ziegler and Company | — | 03-16-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
