Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terrance Jay OstranderCalton & Associates, Inc.Capital Financial Services, Inc.$1306-27-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Chad Thomas SchwoererCalton & Associates, Inc.Capital Financial Services, Inc.05-03-2019
Randall Scott BehnkeAmeriprise Financial Services, Inc.Capital Financial Services, Inc.$15008-24-2018
Mark Gerard SweeneyHarbour Investments, Inc.Capital Financial Services, Inc.04-12-2017
Scott Albert PerkinsMML Investors Services, LLCCapital Financial Services, Inc.02-21-2017
John Paul SeitzHarbour Investments, Inc.Capital Financial Services, Inc.01-27-2017
Thomas Lloyd KunkelHorter Investment Management, LLCCapital Financial Services, Inc.01-10-2017
Matthew Michael HugheyLPL Financial LLCCapital Financial Services, Inc.07-07-2016
Mark Wayne De SchweinlerPackerland Brokerage Services, Inc.Capital Financial Services, Inc.01-02-2014
Joseph Charles RoubikSii Investments, Inc.Capital Financial Services, Inc.08-22-2013
Russell Eugene KenitzerSii Investments, Inc.Capital Financial Services, Inc.08-22-2013
Raymond Joseph HeggQuest Capital Strategies, Inc.Capital Financial Services, Inc.$101-31-2013
Daniel Allan FleesSII Investments, Inc.Capital Financial Services, Inc.06-04-2012
James Thomas ZiebarthInfinex Investments, Inc.Capital Financial Services, Inc.$106-08-2011
Brendon Michael DerouinSII Investments, Inc.Capital Financial Services, Inc.03-07-2011
Daniel James WeberSII Investments, Inc.Capital Financial Services, Inc.11-29-2010
Duwayne David MewsSII Investments, Inc.Capital Financial Services, Inc.11-29-2010
Juli Yvonne McneelySii Investments, Inc.Capital Financial Services, Inc.11-29-2010
Linda Lou DraegerSII Investments, Inc.Capital Financial Services, Inc.11-29-2010
Rebecca Jo GonzalezSII Investments, Inc.Capital Financial Services, Inc.11-29-2010
Timothy Allen MajewskiSii Investments, Inc.Capital Financial Services, Inc.11-29-2010
Bradley David SchroederProEquities, Inc.Capital Financial Services, Inc.04-01-2010
Thomas Leslie DahlCambridge Investment Research, Inc.Capital Financial Services, Inc.$1508-17-2009
Jeremy Norman BurriTriad Advisors LLCCapital Financial Services, Inc.04-24-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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